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Lead and enhance Webull Advisors’ investment adviser compliance program. Responsibilities include maintaining policies and controls, assessing regulatory changes, determining compliance of proposed activities, managing examinations and audits, preparing regulatory reports, creating procedures, educating stakeholders, reviewing marketing materials under the SEC Marketing Rule, conducting annual Rule 206(4)-7 reviews, and overseeing personal securities trading and the Code of Ethics.

Manage accounts payable across multiple entities, including reviewing and approving vendor invoices, reconciling statements, resolving discrepancies, maintaining vendor records, processing employee expenses, issuing payments, and protecting sensitive financial information. The role also improves AP processes, coordinates approvals and documentation, and collaborates with internal teams and vendors.

Lead and enhance the investment adviser compliance program for Webull Advisors. Responsibilities include developing policies and controls, assessing regulatory changes, managing examinations and audits, preparing regulatory filings and reports, maintaining compliance procedures, educating stakeholders, reviewing marketing materials under the SEC Marketing Rule, conducting annual compliance reviews, and overseeing personal securities trading and Code of Ethics requirements.

Manage full-cycle recruitment across corporate, operational, and specialized functions. Source and engage candidates, build talent pipelines, conduct screenings, coordinate interviews, maintain applicant records, analyze recruiting trends, advise hiring managers, support offers and onboarding, ensure employment-document compliance, and contribute to employer-brand and HR initiatives.

Manage monthly, quarterly, and annual close processes for multiple broker-dealer entities. Oversee journal entries, reconciliations, payables, receivables, financial statements, forecasts, budgets, internal controls, and regulatory reporting. Research accounting standards, improve close-process efficiency, lead audit and regulatory relationships, and develop accounting staff. Ensure compliance with U.S. GAAP and applicable reporting requirements.

Lead finance for Webull Pay, overseeing accounting, treasury, regulatory reporting (MTL), internal controls, audits, customer asset protection, and cross-functional finance strategy for a regulated crypto payments business.

Lead finance for a regulated crypto money-transmitter: manage accounting, treasury, regulatory reporting (MTL call reports), audits, internal controls, custody reconciliation, and cross-functional compliance to support growth and regulatory obligations.

Manage end-to-end broker-dealer clearing and settlement across retail and institutional channels. Oversee DTC/DTCC settlement functions, exception and fail management, reconciliations, regulatory compliance, reporting, SOPs, audits, process improvements, and cross-functional initiatives to support a self-clearing omnibus model.

The role involves managing financial operations, liquidity, and regulatory compliance within a brokerage environment, focusing on cash flow, capital calculations, and operational support.

The role involves overseeing financial operations related to brokerage, managing liquidity and net capital calculations, resolving operational issues, and collaborating across teams for institutional growth.