Top Compliance Analyst Jobs

Support government contracting cost accounting compliance by ensuring FAR/DFARS/CAS adherence, preparing incurred cost submissions, provisional and forward pricing rate proposals, assisting with DCAA/DCMA audits, reviewing contracts for pricing compliance, maintaining internal controls, and collaborating with cross-functional teams to identify and remediate compliance risks.

Develop, document, and maintain policies, procedures, and processes to ensure FAR/DFARS compliance across government contracting business systems. Support DCAA/DCMA audits, perform gap analyses, track remediation, and partner with Finance, Contracts, Supply Chain, and Program teams to maintain internal controls and audit readiness.

The Senior Compliance Analyst develops and administers compliance programs, manages compliance policies, conducts reviews, and oversees compliance training and inquiries in options trading.

The Senior Compliance Analyst will ensure regulatory compliance, investigate inquiries, guide teams on compliance issues, and maintain procedural integrity, leveraging AI for efficiency.

The Compliance Analyst will assist in compliance with internal policies, the Bank Secrecy Act, and anti-money laundering regulations, performing investigations, analysis, and training within a collaborative environment.

The Senior Compliance Analyst oversees compliance analysis, documentation review, and policy development while ensuring adherence to financial regulations.

This role ensures compliance with US Government regulations, advises on labor policies, improves processes, and addresses audit findings.

Lead and enhance Circle's IT SOX compliance program by evaluating ITGCs, automated and IT-dependent controls, documenting SOX-ready materials, coordinating testing and remediations, liaising with IT, Security, Finance and auditors, and driving control design for system implementations and new product launches.

Review and validate employee expense reports for policy compliance, documentation, and reasonableness. Investigate exceptions, escalate as needed, partner with AP/Legal/Compliance, maintain records for audit readiness, support month-end close, and recommend process improvements.

Support Research Compliance by overseeing consultant interactions and custom projects, chaperoning and documenting consultant calls, maintaining compliance policies and systems, recommending policy improvements, and partnering with investment professionals and compliance team members.

The Lead Analyst, Product Compliance ensures compliance in product lifecycle, conducts risk assessments, collaborates with teams, and develops compliance processes for Circle's Payments product.

Review retail advertising and marketing communications for compliance with firm policy, FINRA and SEC rules; document and retain records; explain required changes to submitters; research policy questions; maintain internal compliance materials; follow vendor workflows; assist team members and meet service-level timeframes.

Conduct AML/financial crime investigations by analyzing client accounts and transactions, identifying red flags, preparing case files and investigative reports, collaborating with stakeholders, and ensuring compliance with AML/CFT regulations and internal policies.

Design and execute test scenarios for payroll tax compliance changes, validate tax calculations and outputs, document test results, manage defect lifecycle, collaborate with Compliance and Development to resolve issues, maintain test documentation and scenario libraries, and contribute to testing process improvements.

Manage account creation and updates, support daily credit review and order release, handle cash receipts and AR settlement, prepare AR aging and DSO reports, negotiate collections, evaluate new account credit, and assist the Credit Manager with operations and ad-hoc tasks.

Support BSA/AML operations (CIP/KYC, CDD/EDD, transaction monitoring and SAR referrals) and CMS functions (compliance testing, exam/audit support, documentation, issue tracking). Execute testing scripts, investigate alerts, maintain policies and control inventories, and coordinate corrective actions with stakeholders.

Provide independent compliance oversight for Treasury operations: assess controls, perform risk and control reviews, monitor user entitlements and fraud prevention, handle operational compliance tasks (positive pay, statutory deposits, check requests), prepare compliance reporting, recommend process improvements, and support remediation, audits, and governance across Treasury and partner teams.

Manage issuance and reconciliation of monthly rental subsidy payments across programs, perform data audits and entry, correct enrollment errors, coordinate with finance and city partners, and resolve compliance and billing issues.

Supports the Compliance and Risk teams by executing compliance testing, regulatory research and gap assessments, coordinating audit/exam responses, identifying remediation actions, and monitoring controls to ensure adherence to consumer protection laws.

Support Treasury by maintaining and reporting on credit and liquidity agreements, administering collateral (letters of credit, parental guarantees), reconciling LCs monthly with banks, preparing SEC and RFI liquidity reporting, analyzing covenant compliance, processing payments in SAP/S4 and Tungsten Process Director, and providing ad-hoc cash management and treasury analyses.

The role involves managing payment network compliance for sponsored clients, handling merchant registrations, guiding stakeholders on compliance rules, and improving workflows.

The Junior Compliance Analyst will support compliance onboarding, manage ethics policies, administer the PAD program, and coordinate regulatory filings while contributing to compliance system evaluations and policy updates.

The Compliance Analyst reviews contractual obligations, manages distributions post-closing, liaises with clients and internal teams, and ensures compliance and accuracy in fund distribution processes.

Execute internal audits and SOX engagements across the global organization. Assess design and operating effectiveness of controls, identify findings and remediation plans, perform walkthroughs, review third-party arrangements, and support external audits and ad-hoc assignments.

Monitor federal, state, and local tax agencies for payroll-related regulatory changes; research and interpret routine requirements; document authoritative guidance and data needs; create clear change requests for downstream teams; maintain agency relationships and audit-ready records; communicate updates to stakeholders and support process improvement initiatives.