Top Compliance Analyst Jobs

The Compliance Analyst will assess global compliance risks and controls, identify gaps, document testing results, and prepare reports. They will support the development of testing methodologies and monitor compliance against regulations. The role includes training development and answering external inquiries.

The Compliance Analyst will assess global compliance risks and controls by performing testing activities, identifying control gaps, and documenting results. Responsibilities include conducting assessments, preparing reports for leadership, monitoring remediation progress, and supporting compliance programs. Ongoing research on regulatory changes and the development of training and materials in compliance areas are also necessary.

The Compliance Analyst is responsible for ensuring adherence to legal and internal regulations by developing policies, conducting audits, and overseeing compliance procedures. The role includes managing risk assessments, employee training, and regulatory documentation while responding to due diligence requests and performing compliance checks on IT systems.

As a Compliance Analyst at GuideStone, you will manage compliance functions for the GuideStone Funds and advise on compliance risks. Responsibilities include developing procedures, due diligence oversight, compliance monitoring, and preparing reports for the Board. You'll collaborate with various teams to ensure regulatory compliance and handle new regulatory requirements.

The Senior Compliance Analyst leads compliance initiatives, monitors adherence to policies, validates regulatory reporting, and collaborates with stakeholders. This role includes managing projects, maintaining compliance documentation, and researching regulatory issues to support compliance programs in the healthcare industry.

The Senior Compliance Analyst will work across teams to ensure compliance with financial regulations, conduct analysis of documentation related to private placement securities, and assist in developing compliance policies. They will collaborate with the compliance team and handle multiple tasks in a fast-paced environment.

The Compliance Analyst will advance the compliance risk management program within the payments division of a tech company. Responsibilities include project support, collaborating with stakeholders, driving operational excellence, and creating communications and presentations for various audiences.

The Compliance Analyst manages client relationships regarding regulatory requests, interacts with business partners for compliance data, implements process improvements, and ensures quality standards are met. The role involves monitoring performance metrics and facilitating meetings for detailed information exchange.

The Sr Substation Compliance Analyst is responsible for managing substation documentation and processes related to NERC, FERC, and CIP regulatory compliance. Duties include conducting field visits for asset evaluations, overseeing compliance programs, managing project tracking, and coordinating communication with field technicians and compliance analysts to ensure regulatory adherence.

The Compliance Analyst supports the global Compliance Investigations and Monitoring & Testing functions, assisting with internal investigations, managing compliance reporting mechanisms, maintaining documentation, coordinating with various stakeholders, and performing compliance monitoring and auditing. The role involves drafting summaries, enhancing compliance processes, and generating reports.

The Compliance Analyst will enhance security compliance for Zoom for Government by validating vulnerability remediation, conducting security assessments, and serving as a liaison between agencies and internal teams. Responsibilities include improving documentation, tracking progress, and monitoring compliance effectiveness while addressing audit findings and reporting security incidents.

The Portfolio Implementation Compliance Analyst will oversee the investment operations process, ensuring assets are invested timely and in accordance with client objectives. The role involves compliance monitoring, enhancing operational efficiencies through technology, and collaborating with legal and client specialists, while participating in departmental projects and contributing to business goals.

The IT Compliance Analyst will execute the annual Audit Plan, assessing controls and ensuring compliance with established regulations. Responsibilities include conducting audit engagements, creating test steps, preparation of audit reports, and assisting in planning and executing SOX engagements.

The Compliance Analyst at Weights & Biases is responsible for managing compliance projects, handling customer requests, maintaining internal controls, assisting with audits, and providing support to the Governance, Risk, and Compliance Manager. They ensure compliance with various security frameworks and prioritize work in coordination with cross-functional teams.

The SIU Compliance Analyst role at Markel involves overseeing compliance functions, meeting reporting obligations, developing processes, maintaining relationships with regulatory entities, and analyzing compliance requirements. Strong project management, organizational skills, and the ability to research regulations are essential.

The ESG & Compliance Analyst will manage and analyze ESG data for reporting and compliance efforts, ensuring data integrity, developing procedures, and supporting sustainability initiatives. They will also coordinate with various teams to ensure trust and safety compliance and assist in regulatory documentation.

The Tax Compliance Analyst will ensure compliance with federal, state, and local tax regulations, prepare and file tax documents, assist in audits, and support tax planning initiatives. The role requires strong analytical skills and proficiency in financial data management tools.