Top Compliance Analyst Jobs

The Lead/Senior Compliance Analyst plays a crucial role in enhancing fraud mitigation actions and decision-making within the Transaction Monitoring and Surveillance Team. Responsibilities include reviewing alerts, creating policies, investigating suspicious activity, and ensuring compliance with regulatory requirements. The analyst collaborates with team leads to improve anti-fraud efficiency and reporting across Zero Hash's AML platform.

The Compliance Analyst plays a key role in managing compliance activities, supporting investigations, executing policies, and handling internal product access requests while ensuring compliance with Thomson Reuters regulations. Strong communication skills and attention to detail are required for success.

The IT Compliance Analyst will support and enhance compliance programs for SOC2, HIPAA, and HITRUST. Key responsibilities include policy development, managing compliance audits, conducting risk assessments, maintaining documentation, and providing training. The role demands collaboration with security, IT, and legal teams to ensure adherence to regulatory standards.

The Sr. Trade Compliance Analyst will lead compliance initiatives related to import and export regulations, manage documentation and shipment statuses, conduct audits on customs entries, and provide strategic analysis to enhance compliance. The role requires collaboration with customs brokers and internal teams to resolve clearance delays and ensure adherence to U.S. Customs regulations.

The Cyber Risk & Compliance Sr Analyst will oversee compliance and governance activities related to frameworks like SOC 2 and PCI-DSS, collaborating with teams on security controls implementation, managing remediation plans, and monitoring compliance with various standards, while effectively communicating status and metrics.

The Risk and Compliance Analyst at HUB International will support governance, risk, and compliance initiatives, work on client due diligence assessments, and assist with audits and control evaluations. This role requires strong analytical and communication skills to effectively partner with internal teams and contribute to risk management activities.

The Compliance Reporting Analyst will support the Governance and Program Support team by managing compliance reporting for Block, prepare reports for various audiences, analyze compliance data, and assist with regulatory examinations. Responsibilities also include maintaining document repositories and project management for compliance reporting schedules.

The Audit and Compliance Analyst is responsible for conducting audits of business functions, ensuring compliance with laws and policies, supporting customer risk assessments, responding to KYC requests, and assisting with M&A due diligence. This role requires developing expertise and may involve drafting agreements under counsel's direction.

As a Staff Data Analyst, Compliance at Upstart, you will develop analytical capabilities, conduct in-depth analyses on servicing and operations, and collaborate with Product and Operations leaders. Your role includes building data infrastructures for compliance reporting and providing insights to support decision-making while managing multiple workstreams.

The Senior Compliance Analyst leads compliance programs and initiatives, collaborates with stakeholders, monitors compliance processes, develops solutions for complex issues, and may manage licensing efforts. Responsibilities include executing compliance procedures, preparing documentation for leadership, and researching regulatory issues.

As a Compliance Analyst at GuideStone, you will oversee daily compliance functions and ensure adherence to regulations governing mutual funds and the investment adviser compliance program. Responsibilities include policy development, compliance risk assessment, oversight of service providers, and reporting to the Board of Directors. This role requires strong analytical experience and knowledge of financial compliance regulations.

The Senior Compliance Business Analyst manages compliance initiatives to ensure alignment with regulations. This role involves business analysis, project management, and collaboration with internal and external teams to oversee issue resolution, track compliance trends, and refine processes while building relationships with stakeholders.

As a Compliance Testing Analyst, you will execute compliance testing plans to evaluate adherence to regulatory policies. Responsibilities include developing testing plans, documenting controls, conducting root cause analysis, leading issue vetting meetings, preparing compliance reports, and maintaining work papers according to compliance standards.

The Senior Compliance Analyst will conduct analysis and review of compliance materials and documents related to private placement securities. Responsibilities include investment surveillance, collaboration with the compliance team, development of policies and procedures, and managing compliance-related projects in a dynamic environment.

The Corporate Compliance Analyst will manage compliance matters such as anti-corruption, sanctions, and insider trading. They will work closely with legal teams and business leaders to enhance compliance culture, develop training programs, and perform risk assessments. The role prioritizes strategic thinking and project management within a rapidly evolving environment.

The Compliance Analyst III will ensure the company's adherence to compliance laws and regulations, perform evaluations of internal control systems, coordinate compliance training, and monitor relevant statutes. Responsibilities also include managing compliance incidents, providing guidance to other departments, and training new team members.

The Compliance Analyst III is responsible for ensuring that the company's operations align with regulatory standards, monitoring compliance, and providing support to maintain adherence to internal policies. This role also involves collaborating with various teams to identify compliance risks and implementing solutions duly.