Top Compliance Analyst Jobs

The Compliance Analyst II at Affirm will support compliance governance and oversight by reviewing consumer complaints, collaborating with teams to address compliance issues, and contributing to risk assessment and process improvements.

The Senior Compliance Analyst develops and administers compliance programs, manages compliance policies, conducts reviews, and oversees compliance training and inquiries in options trading.

The Senior IT Risk and Compliance Analyst will manage third party vendor risk assessments, improve the vendor risk management program, and collaborate with internal teams to ensure compliance with security policies.

The Senior Compliance Analyst oversees compliance for Retail and Payments, ensuring alignment with regulations, risk management, and developing compliance policies. Responsibilities include managing compliance processes, tracking regulations, collaborating across teams, and supporting audits and compliance testing.

The Compliance Analyst will monitor compliance with Medicare Supplement laws, develop communications, and collaborate with internal teams to mitigate compliance risks.

The Law Enforcement Compliance Analyst manages law enforcement requests, conducts investigations into financial crimes, and prepares compliance reports.

The Senior Information Security Compliance Analyst ensures compliance with security regulations and standards, conducts risk assessments, manages audits, and enhances compliance programs.

The Senior Risk & Compliance Analyst leads cyber risk assessments, maintains risk registers, collaborates with technical teams, and communicates risks to stakeholders.

The Product Compliance Analyst manages product compliance processes, assesses product suitability for US markets, and collaborates with teams on compliance regulations.

The Security & Compliance Analyst ensures compliance with DoD policies by conducting security assessments, maintaining documentation, and overseeing security controls.

The Senior Supply Chain Compliance Analyst will manage SOX and internal control activities, ensuring compliance and audit readiness in supply chain processes.

The Senior Compliance Analyst oversees compliance analysis, documentation review, and policy development while ensuring adherence to financial regulations.

The Business & Compliance Analyst performs audits, develops KPI metrics, ensures compliance with regulations, and trains teams on procurement processes.

The Information Security Compliance Analyst will support governance, risk management, and compliance programs, conducting assessments, facilitating meetings, and assisting audit teams.

The Staff Data Analyst will lead data strategy for Compliance, analyzing regulatory engagements, and driving effectiveness through actionable insights and collaboration across various teams.

The Customs Compliance Analyst ensures proper classification and compliance for imports and exports, analyzing data, supporting audits, and identifying compliance gaps.

Lead quality control and assurance for Compliance Operations, perform AML process reviews (KYC, transaction monitoring, screening), drive process improvements, partner with stakeholders and vendors, deliver quality reporting and scale the quality program.

The Compliance Product Analyst I coordinates regulatory updates to products, manages JIRA tickets, and communicates with stakeholders to ensure compliance with industry standards.

Support trade compliance activities, ensure regulatory compliance, maintain procedures, validate customs data, assist with export licenses, conduct audits, and deliver training.

The Senior Compliance Analyst supports regulatory examinations for Cetera's advisors, managing compliance issues and communication with regulators, while ensuring adherence to relevant regulations.

The Compliance Analyst will monitor trading activity, train staff, manage regulatory reporting, and ensure compliance with legal obligations.

Responsible for ensuring compliance with SEC regulations, preparing regulatory filings, conducting compliance reviews, and providing recommendations for policy updates.

The Compliance Analyst at Northmarq ensures regulatory adherence, coordinates audits, compiles reports, analyzes data for trends and risks, and manages compliance operations.

The Compliance Analyst will monitor trading activities, ensure compliance with regulations, prepare reports, and provide support across relevant teams in energy trading.

The Compliance Analyst II supports regulatory compliance and risk management across Medicaid and Medicare programs, ensuring fulfillment of obligations and enhancing operational processes.