Top Compliance Analyst Jobs

Support government contracting cost accounting compliance by ensuring FAR/DFARS/CAS adherence, preparing incurred cost submissions, provisional and forward pricing rate proposals, assisting with DCAA/DCMA audits, reviewing contracts for pricing compliance, maintaining internal controls, and collaborating with cross-functional teams to identify and remediate compliance risks.

Conduct first-pass compliance reviews of affordable housing resident files across LIHTC, HUD Section 8, and USDA programs. Apply established rules to income, assets, deductions, certifications, and recertifications; verify automated outputs; document findings; escalate ambiguous cases; support testing and UAT; and meet accuracy, volume, and SLA targets.

The Senior Compliance Analyst develops and administers compliance programs, manages compliance policies, conducts reviews, and oversees compliance training and inquiries in options trading.

Execute KYC/KYB onboarding and transaction monitoring: verify documents, analyze beneficial ownership, sanctions/PEP/adverse media screening, conduct enhanced due diligence, draft SARs, send RFIs, perform KYC refreshes, support policy improvements, and monitor emerging financial crime trends including on-chain analytics.

Monitor and enforce U.S. Government financial compliance (FAR, CAS, GAAP/SOX); identify and remediate control weaknesses; support CAS remediation; develop compliance training and communications; liaise with DCAA/DCMA during audits; educate teams and drive continuous improvement.

Execute compliance and operational risk testing, evaluate control design and effectiveness, identify gaps, apply analytical problem-solving, improve testing methodologies, and collaborate with stakeholders to support a strong control environment.

Supports compliance governance, risk assessment, audit and exam activities, remediation tracking, dashboard governance, reporting, quality assurance, documentation, business continuity, and process improvement. The role partners with cross-functional stakeholders, facilitates governance meetings, communicates risk insights to leadership, and advocates for AI-enabled workflows using Google tools and related technologies.

Supports compliance governance, risk assessment, audit and exam readiness, remediation tracking, dashboard governance, reporting, quality assurance, documentation, and business continuity. The role coordinates cross-functional initiatives, communicates findings to leadership, improves processes, and advocates for AI-enabled workflows using Google tools and related technologies.

Manages audit, regulatory examination, and due diligence requests from intake through resolution. Coordinates business partners, auditors, examiners, and regulators; tracks deadlines and remediation of findings; reviews responses for completeness; identifies and escalates risks; monitors regulatory changes; and contributes to compliance reporting and management responses.

Provides compliance guidance for workplace investment products and services. Interprets and monitors ERISA, DOL, IRS, federal, state, and local requirements; advises business, product, legal, and risk partners; responds to regulatory inquiries; reviews policies and procedures; resolves compliance issues; and develops reporting to measure program effectiveness.

Supports corporate compliance and merchant onboarding by reviewing KYC, CDD, and AML documentation; conducting adverse media, PEP, and sanctions screening; maintaining due diligence records; coordinating with merchants to complete onboarding; performing risk assessments for individuals and complex corporate structures; and assisting with compliance projects.

Supports company-wide compliance across multiple food manufacturing facilities. Responsibilities include monitoring FDA, FSVP, food safety, customs, export, labeling, and certification requirements; preparing documentation; supporting audits, investigations, corrective actions, training, and risk escalation; and partnering with Quality, Safety, Legal, Supply Chain, Operations, and International Sales.

This role ensures compliance with US Government regulations, advises on labor policies, improves processes, and addresses audit findings.

Conduct audits and compliance reviews for New York City’s Commercial Waste Zone program. Assess contract, legal, and regulatory compliance; perform research and surveys; develop audit procedures; prepare workpapers, spreadsheets, correspondence, and reports; coordinate with Bureau units; and support corrective action plans and audit status updates. Site visits may be required.

Administers 401(k) compliance activities, including ERISA nondiscrimination testing, payroll and plan data analysis, IRS Form 5500 preparation, benefit calculations, audit support, domestic relations order reviews, required minimum distributions, plan amendments, and client communications. Ensures employer contributions, excise tax payments, participant communications, and regulatory deadlines are completed accurately.

Supports an asset management compliance program through regulatory testing, monitoring, annual compliance reviews, SEC filings, policy maintenance, remediation tracking, audit support, and regulatory recordkeeping. The role collaborates with business and control functions to identify and address compliance risks, supports regulatory examinations and special projects, and maintains compliance documentation. Candidates should have investment adviser or financial services compliance experience and knowledge of the Investment Advisers Act of 1940.

Own complex KYC engagements from intake through resolution, reviewing documentation and entity structures for AML and KYC compliance across US, UK, and EU regimes. Maintain accurate records, resolve issues, monitor regulatory changes, communicate with clients and counterparties, and escalate appropriately. The role also mentors junior analysts, improves processes, and supports high-volume compliance operations involving private markets and offshore jurisdictions.

Supports the design, implementation, and maturation of enterprise risk management and compliance programs. Assesses organizational risks, maintains risk registers and dashboards, tracks issues through remediation, and develops compliance metrics and tools. Advises divisions, escalates concerns, supports training, monitors regulatory and industry changes, and assists with commercial insurance administration. The role requires strong analysis, communication, judgment, process improvement, and confidential information handling in a public-sector financial services environment.

Conducts employee expense report audits, identifies compliance issues and fraud indicators, maintains internal control documentation and process maps, assesses control gaps, and supports internal and external audits. The role applies COSO, HIPAA, CMS, IRS, and internal control best practices while communicating findings and remediation recommendations to finance leadership and operational stakeholders.

Conducts compliance audits, reconciles data across seller and consigner platforms, analyzes reports for discrepancies and risks, and ensures adherence to contractual guidelines and SLAs. Collaborates with sellers, Operations, and Technology teams to resolve issues, validate data accuracy, maintain documentation, and communicate findings. The role requires strong Excel skills, attention to detail, adaptability, organization, and effective in-person collaboration.

Supports large-scale industrial capital projects through project controls, budgeting, forecasting, cost reporting, commitments, accruals, cash flow management, and Estimate at Completion processes. Prepares management reports, reconciliations, variance analyses, performance metrics, and audit-ready documentation while coordinating with engineering, procurement, construction, contractors, finance, and project leadership. The role also supports compliance tracking, estimate integration, change management, and process improvement in a hybrid client-site environment.

Supports regulatory compliance testing, monitoring, risk assessments, training review, compliance recordkeeping, and metric reporting for a credit union. Reviews first-line business functions for regulatory gaps, escalates issues, tracks compliance indicators, and helps maintain awareness of changing laws and regulations. The role requires strong communication, attention to detail, adaptability, and experience in a highly regulated industry, preferably financial services.

Oversee compliance training governance processes through an LMS, including monitoring controls, managing documentation and change control, validating data, analyzing learning outcomes, identifying risks, and recommending process improvements. Research issues, communicate findings, support internal customers, and collaborate on cross-functional initiatives. The role also maintains process quality, reports assessment results, and helps management understand implications and next steps.

Monitors and interprets collections-related laws and regulations; reviews compliance risks, policies, procedures, communications, and business practices; conducts compliance reviews; recommends corrective actions and risk mitigation; maintains compliance resources; supports audits, regulators, and complaints; delivers training; and coordinates cross-functional compliance projects.

Lead and enhance Circle's IT SOX compliance program by evaluating ITGCs, automated and IT-dependent controls, documenting SOX-ready materials, coordinating testing and remediations, liaising with IT, Security, Finance and auditors, and driving control design for system implementations and new product launches.