Top Compliance Analyst Jobs

Support the company's compliance efforts related to Sarbanes-Oxley (SOX), operational audits, and enterprise risk management by planning and executing the SOX program, performing risk assessments, coordinating testing of controls, and advising on business process improvements.

The Compliance Analyst develops policies, conducts audits, and implements compliance procedures to ensure adherence to regulations across the organization. Responsibilities include managing risk assessments, employee training, regulatory documentation, and compliance checks on IT systems, while staying updated on relevant laws and managing the Due Diligence Process.

The Lead Operations Dispute Policy and Compliance Analyst improves business operations by identifying enhancements through data analysis, leading performance improvements, documenting processes, and managing regulatory requirements. This role involves collaboration with internal and external partners to implement and maintain operational readiness and adherence to policies.

The Senior Payroll Compliance Analyst will research payroll compliance rules, communicate changes, assist with internal testing, resolve issues, and guide product development from a regulatory perspective. The role requires collaboration with engineering teams and support for customer care advocates, all while improving processes and maintaining compliance.

The Sr. GRC Compliance Analyst at Ro will lead the audit readiness program, maintain the cyber risk register, manage security and privacy policies, develop risk and privacy analytics, and perform vendor risk assessments to ensure compliance with industry standards and frameworks.

The Senior Governance, Risk & Compliance Analyst at CoreWeave will support the GRC Manager by implementing security and compliance controls, conducting assessments, and managing regulatory obligations. Responsibilities include collaborating with stakeholders, preparing for audits, and improving control effectiveness.

The Compliance Analyst is responsible for ensuring adherence to legal and internal regulations by developing policies, conducting audits, and overseeing compliance procedures. The role includes managing risk assessments, employee training, and regulatory documentation while responding to due diligence requests and performing compliance checks on IT systems.

The Reliability Compliance Analyst will support Invenergy’s Compliance program by ensuring adherence to NERC and IESO regulatory standards. Responsibilities include collecting technical data, evaluating compliance statements, collaborating with internal teams, and managing program evidence. The role emphasizes attention to detail and technical writing skills.

The Compliance System Analyst ensures compliance in order entry processes, designs databases using SQL Server and MYSQL, analyzes data for non-compliance, and creates reports. Responsibilities include managing databases, troubleshooting issues, and making recommendations for improvements based on analysis, while ensuring SOX compliance and participating in compliance meetings.

The Compliance Analyst will support the Compliance Officer in managing compliance testing programs, respond to Blue Sheet requests, track compliance findings, coordinate regulatory exams, and update policies in line with legal and regulatory requirements.

The Compliance Analyst ensures adherence to relevant regulations in the debt settlement industry by conducting audits, developing training programs, and collaborating with teams to assess compliance risks. This role involves preparing regulatory reports, resolving compliance issues, and fostering a culture of compliance within the organization.

The Lead/Senior Compliance Analyst will oversee fraud mitigation efforts, review alerts from monitoring systems, maintain policies for the Transaction Monitoring & Surveillance Team, conduct account reviews, and report suspicious activities, ensuring compliance with regulatory standards.

The Compliance Analyst II will support the oversight of Financial Institutions and Broker-Dealers, ensuring compliance with FINRA regulations. Responsibilities include certifications, reporting, auditing, and maintaining compliance processes. The analyst collaborates with legal and compliance teams, contributes to oversight duties, participates in regulatory reviews, and maintains relationships with internal stakeholders to support effective compliance practices.

As an IT Compliance Analyst, you will enhance IT internal controls for compliance risks, manage third-party vendor assessments, coordinate responses to customer inquiries, support SOX initiatives, and engage with auditors to ensure regulatory compliance.

The Senior Audit & Compliance Analyst at SageSure will manage external audits, remediate audit findings, ensure compliance with regulatory requirements, and communicate with stakeholders. The role involves project management, preparing documentation for audits, coordinating with various departments, and improving processes based on compliance risks and outcomes.

The IT Compliance Analyst supports compliance programs by developing policies, managing audits, assessing risks, and reporting on compliance status. The role involves collaboration with security and IT teams to implement controls, educate staff on compliance obligations, and ensure adherence to standards such as SOC2 and HIPAA.

The Compliance Analyst conducts audits and training related to US Customs processes to ensure compliance with regulations. Responsibilities include supporting customs entry writers, client communication, handling audits, processing customs forms and cancellations, and providing guidance to brokerage employees.