Top Tech Jobs & Startup Jobs

Support Operations and Wealth Management with operational reporting, data compilation/validation, standard queries, vendor coordination, client mailings/e-delivery, process documentation, and basic user guidance for reporting and AI tools.

Provide comprehensive administrative support to a public finance banking team: manage calendars and large meetings, handle confidential communications, plan events, assist marketing and research, prepare presentation documents, coordinate expenses and invoices, and ensure compliance with FINRA/SEC/MSRB. In-office role with occasional overtime.

The Azure Cloud Engineer will design, deploy, and maintain secure Azure environments using IaC, manage CI/CD pipelines, and ensure cloud security and compliance while collaborating with cross-functional teams.

Conduct onsite and virtual compliance examinations of wealth management branch offices, collect and analyze data, evaluate adherence to Firm policies and regulations, draft inspection communications, escalate issues, assist with investigations and restricted trade reviews, maintain records, recommend process improvements, and support branch compliance as an ongoing contact.

Provides client service and account support alongside financial professionals. Responsibilities include managing client requests, maintaining account documents, processing transactions and fund transfers, assisting with financial plans, coordinating communications and events, resolving account issues, and supporting branch operations while adhering to compliance policies.

Provides administrative and execution support for marketing projects, social media scheduling, campaigns, content updates, and client communications. Coordinates content gathering, drafting, approvals, compliance reviews, scheduling, documentation, and project timelines. Serves as a liaison with internal clients and stakeholders, supports meetings and request intake, processes expense reports, monitors social media activity, and assists with proofreading, editing, organization, filing, and basic design tasks.

Supports financial advisors by managing client relationships, assessing financial goals and risk tolerance, analyzing portfolios, recommending investment strategies, opening accounts, processing transactions, supporting business development, and ensuring regulatory compliance. The role also handles onboarding, client reviews, account monitoring, paperwork, issue resolution, and referrals within the existing book of business.

The Director of Transitions leads D.A. Davidson’s advisor transition strategy, ensuring compliance and enhancing client experiences through process improvements and collaboration across departments.

Provide legal advice for capital markets businesses, focusing on fixed income products, and ensure compliance with regulatory matters. Manage documentation, litigation, and strategic initiatives.

Develop AI capabilities using Microsoft tools, integrate AI solutions within enterprise systems, ensure compliance and security, and collaborate with team members for continuous improvement.