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Translate functional specifications into detailed development guidance; analyze existing systems and requirements; document interfaces between legacy and new systems; collaborate with developers; test and validate system changes. Administer enterprise endpoint-management platforms, package and deploy software, remediate vulnerabilities and end-of-life software, manage distributed environments, automate with PowerShell, monitor system performance, and troubleshoot Windows, Active Directory, networking, hardware, storage, virtualization, and infrastructure security issues.

Manage and enhance non-financial regulatory reporting for SEC, FINRA, OCC, Federal Reserve, and exchange requirements. Responsibilities include producing, validating, reconciling, and submitting reports; investigating discrepancies; performing root-cause analysis; supporting audits and examinations; evaluating regulatory changes; testing controls; documenting workflows; and improving automation, data quality, and operational efficiency across brokerage and compliance teams.

Leads operational support for alternative investment products across onboarding, servicing, reconciliations, valuations, redemptions, commissions, controls, and issue resolution. Acts as a senior subject matter expert and escalation resource for advisors, fund sponsors, leadership, and internal teams. Reviews and coaches associates, identifies operational risks, develops procedures and training, and leads cross-functional technology, reporting, workflow, and process improvement initiatives.

Participates in a financial advisor development program through training, rotations, mentorship, and licensing. Builds a client pipeline through prospecting, networking, and community involvement; evaluates client financial needs, recommends suitable investment products, manages client relationships, and develops a book of business. Meets program training, licensing, assessment, performance, and production requirements while providing client-focused wealth management advice.

Leads operational risk assessments, control reviews, remediation efforts, and risk initiatives. Analyzes trends and key metrics, prepares reports for leadership and regulators, supports audits and regulatory examinations, and partners with process owners to improve controls. The role requires cross-functional collaboration, strong communication, knowledge of COSO and Basel II frameworks, and the ability to influence leaders and drive continuous improvement.

Manage account managers and strategic client relationships for financial products and services. Develop relationship management and annual business plans, recommend budgets and targets, coordinate internal and client engagement, improve relationships through marketing initiatives, communicate strategy, and oversee departmental performance. The role requires strong client communication, sales planning, leadership, and accountability for business results.

Participates in the Advisory Mastery Program to become a Financial Advisor through training, mentorship, licensing, and sales development. Responsibilities include prospecting, networking, building a client pipeline and book of business, evaluating financial needs, recommending suitable investment solutions, managing client relationships, and meeting asset and production targets. The role requires obtaining securities and insurance licenses, completing program assignments, and delivering professional, client-focused financial guidance.

Provides financial planning expertise to Financial Advisors and clients, including portfolio design, retirement, tax, risk management, estate, education funding, and small business planning. Conducts client financial analyses, researches planning options, develops customized recommendations, prepares presentations, reviews documents, supports client communications, and monitors financial situations. May assist with account transactions and client presentations while ensuring regulatory compliance. Requires relevant education or equivalent experience and securities licensing.

Provides strategic and technical leadership across enterprise applications and business platforms. Leads multiple engineering teams, establishes technology roadmaps, oversees architecture, modernization, delivery, production stability, resiliency, and technical health. Drives API-first, event-driven, cloud-ready architectures, DevSecOps, automation, observability, and AI-assisted engineering. Manages leaders, vendors, capacity, investments, technical debt, incidents, and executive escalations while developing technology talent and supporting highly available production environments.

Completes structured training and rotations to become a Financial Advisor. Builds a client book through prospecting, networking, and community engagement; evaluates client needs, recommends suitable investment products, manages portfolios and accounts, processes transactions, provides ongoing service, and maintains compliance. The trainee must complete required assignments, meet production standards, and obtain SIE, Series 7, Series 66, and insurance licenses within specified timeframes.