Job Description Summary
Job Description
Please note: This role is not eligible for Work Visa sponsorship, either currently or in the future.
This position follows our hybrid-friendly schedule, so you get the best of both worlds – flexibility and collaboration. In office days will be 3 per week in one of the following locations: St. Petersburg, FL, Memphis, TN, or Southfield, MI.
About the Role
We're looking for a strategic thinker and data-driven problem solver to join our Risk Management team. In this role, you'll lead risk initiatives, analyze trends, and deliver insights that shape decision-making across the Operations division. You’ll collaborate with cross-functional teams, support audits and regulatory exams, and help drive a culture of risk awareness and compliance.
What You’ll Do
Lead Risk Initiatives: Own and execute risk assessments, control reviews, and remediation efforts across Operations.
Analyzing & Report: Identify trends, monitor key metrics, and deliver impactful reports to leadership and regulatory bodies.
Collaborate & Communicate: Act as a key liaison for risk-related matters, building strong relationships across departments.
Support Compliance: Partner with auditors and process owners to evaluate controls and implement risk-based solutions.
Drive Change: Influence senior leaders, support change initiatives, and contribute to continuous improvement in risk practices.
What You Bring
Strong analytical skills with experience interpreting complex data sets.
Excellent communication and presentation abilities.
Proven success managing risk projects and working independently.
Deep understanding of risk frameworks (COSO, Basel II) and regulatory environments.
Advanced proficiency in Microsoft Excel and Office Suite.
Why You’ll Love It Here
High-impact role with visibility across the organization.
Opportunity to shape risk strategy and influence decision-making.
Collaborative, fast-paced environment with room to grow.
Licensing & Certifications
None required.
FINRA SIE and Series 99 - Highly Preferred
Education
High School (HS) (Required)Work Experience
General Experience - 3 to 6 yearsCertifications
Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)Travel
Less than 25%Workstyle
HybridThe total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions. This position is eligible for a benefits package that may include medical, dental, and vision; life insurance; critical illness insurance and accident insurance; disability benefits; retirement savings; paid time off (including vacation, holidays, and sick leave); and parental leave. Eligibility for benefits and specific offerings may vary based on position and employment status. To view more details of the benefits offered, visit Myrjbenefits.com.
At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
We expect our associates at all levels to:
• Grow professionally and inspire others to do the same
• Work with and through others to achieve desired outcomes
• Make prompt, pragmatic choices and act with the client in mind
• Take ownership and hold themselves and others accountable for delivering results that matter
• Contribute to the continuous evolution of the firm
At Raymond James – as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.
#LI-CA1Skills Required
- High school diploma or equivalent
- 3 to 6 years of general work experience
- Strong analytical skills and experience interpreting complex data sets
- Excellent communication and presentation abilities
- Experience managing risk projects and working independently
- Deep understanding of risk frameworks, including COSO and Basel II
- Knowledge of regulatory environments
- Advanced proficiency in Microsoft Excel and Microsoft Office Suite
- FINRA Securities Industry Essentials Exam (SIE)
- FINRA Series 99
What We Do
Founded in 1962 and a public company since 1983, Raymond James Financial, Inc. is a Florida-based diversified holding company providing financial services to individuals, corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset management. The firm's stock is traded on the New York Stock Exchange (RJF). Through its three broker/dealer subsidiaries, Raymond James Financial has approximately 8,400 financial advisors throughout the United States, Canada and overseas. Total client assets are $1.18 trillion (as of 9/30/2021). Raymond James has been recognized nationally for its community support and corporate philanthropy. The company has been ranked as one of the best in the country in customer service, as a great place to work and as a national leader in support of the arts.
