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Lead the Advertising Review team to review and approve marketing and communications across RIA and broker-dealer platforms. Provide SEC/FINRA/ETF marketing compliance expertise, support examinations, optimize review workflows and technology (including Red Oak AdMaster), and lead, mentor, and scale a distributed team to ensure timely, risk-based reviews.

The Senior Regional Director represents Victory Capital in the RIA Market Segment, focusing on mutual funds, ETFs, and SMAs, while driving growth and providing technical expertise to financial advisors.

As a Compliance Analyst, you will assist in various compliance tasks, AML monitoring, resolving CIP issues, and identifying compliance risks.

Create and edit financial marketing content across digital, print, and video channels; ensure regulatory compliance and brand consistency; develop educational materials for varied audiences; manage content calendar and production timelines; conduct content audits and performance analysis; collaborate with design, compliance, and product teams.

Lead portfolio management and trading for rules-based, index, and active equity strategies. Execute global equity trades, manage ETF rebalances, analyze performance and risks, coordinate with brokers/custodians, and drive process improvements.

Support portfolio compliance team with daily pre- and post-trade monitoring, rule coding and testing in Charles River, UCITS breach review, client onboarding, incident and client reporting, and compliance rule library migrations under supervision.

Lead and grow relationships with Taft-Hartley labor union clients and their investment consultants, manage a book of business, sell across Victory Capitals multi-franchise products, coordinate investment reviews, pursue new mandates, partner with internal teams, and travel weekly for networking and conferences.

Advise and manage client investment portfolios, open and maintain accounts, monitor performance, and deliver tailored recommendations. Build client relationships, pursue business development, represent the firm at events, and collaborate with internal teams on marketing and product rollouts.

This role services Victory Capital's institutional clients, ensuring timely onboarding, effective communication between departments, and resolving operational issues while maintaining expertise in compliance and tax accounting.

As a US Equity Analyst, you will cover the Technology sector and broader value universe, generating investment ideas, building financial models, and tracking company performance to ensure sound investment decisions.