Top Tech Jobs & Startup Jobs

Assist experienced financial advisors with client service, financial planning, product recommendations, marketing, business development, and practice operations. Build a personal book of business, develop a pipeline of contacts and leads, analyze client data, prepare financial plans, and maintain ongoing client relationships. Obtain FINRA, state securities, investment adviser representative, and insurance licenses within 150 days while meeting regulatory and ethical standards.

Conduct branch office and supervisory jurisdiction inspections, researching reports to identify compliance risks, violations, trends, and sales-practice concerns. Interview principals, advisors, and staff; evaluate supervisory effectiveness; communicate findings; develop and monitor corrective action plans; provide compliance education; escalate issues; and collaborate on process improvements. The role requires knowledge of FINRA and SEC regulations, strong investigative and analytical skills, effective communication, regulatory licensing, and approximately 20% travel.

Promotes annuity and life insurance products to financial advisors through inbound and outbound calls. Learns product strategies, matches solutions to client needs, prepares illustrations and proposals, supports advisor engagement, follows up on sales opportunities, and partners with wholesaling teams. The role requires obtaining and maintaining securities and insurance licenses while developing sales, relationship-building, communication, and presentation skills.

Promote RiverSource annuity and life insurance products to Ameriprise advisors through inbound and selective outbound calls. Build advisor relationships, assess client retirement and protection needs, match insurance solutions, run illustrations and proposals, support sales opportunities, and collaborate with wholesaling teams on engagement initiatives. Maintain required securities and insurance licenses and comply with FINRA, state insurance, and continuing education requirements.

Actuarial Interns support actuaries on projects involving product development, actuarial valuation, finance, and risk management. Responsibilities may include improving processes with Python, SQL, and Power BI; building actuarial model validation tools; and analyzing trends related to regulatory or product changes. Interns also complete and present an independent business project to senior leaders.

Supports equity and options trading by answering advisor and partner inquiries, reconciling orders, allocating trades, resolving settlement issues, and completing required documentation. Assists with execution-quality and regulatory reporting, monitors trading systems, researches issues, reviews policies for compliance, and identifies process improvements. The role also provides cross-departmental backup and supports special projects in a fast-paced, regulated environment.

Leads advisory platform product strategy and development for wealth management. Partners with business and technology teams to define requirements, prioritize enhancements, deliver functionality, and improve advisor and client experiences. Oversees compliance, governance, controls, and reporting; analyzes business and market data; develops advisory programs and investment solutions; resolves complex issues; and identifies innovation opportunities. Requires substantial financial services experience, wealth management expertise, and Series 7 licensing.

Leads global messaging operations supporting Exchange Online, Exchange Server, email gateways, and Outlook. Oversees technical teams and vendors, operational processes, incident and change management, on-call coverage, email security, platform migrations, disaster recovery, documentation, governance, budgets, metrics, and executive communications. Requires strong Microsoft 365 and enterprise infrastructure expertise, people leadership, automation experience, and familiarity with regulated financial services environments.

Senior Business Architect responsible for connecting enterprise strategy to execution through business architecture, capability assessments, solution analysis, investment prioritization, roadmapping, and customer journey mapping. The role leads experience improvement initiatives, prototypes emerging technologies, supports projects as a subject matter expert or proxy product owner, and coaches teams in customer-centric methods. It requires cross-functional leadership, stakeholder influence, business process optimization, architecture modeling, and alignment of technology and business strategies.

Own and deliver high-profile technology projects and small-to-medium programs from initiation through implementation. Manage budgets of approximately $5M–$10M+, schedules, scope, quality, risks, resources, vendors, communications, testing, and stakeholder expectations. Develop project plans, readiness strategies, status reports, and contingency plans; resolve escalated issues and ensure successful releases. Mentor project managers and coordinators while improving project management practices.