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Lead regional advisor recruiting across Tennessee, Kentucky and Southwest Ohio by building relationships, sourcing qualified advisors, managing pipeline and candidate records, communicating value proposition, evaluating practice portability and compliance, partnering with field and corporate teams, and tracking recruiting performance. Role requires travel throughout the territory and strong relationship, coaching, analytical and communication skills.

Lead and enhance the first Line of Defense risk program for Service & Operations, focusing on trading, regulatory reporting, and operations controls for a clearing broker-dealer. Oversee control design and execution, regulatory reporting (CAT, TRACE, MSRB), counterparty and execution controls, gap remediation, regulatory exam readiness, and stakeholder liaison. Manage and develop a team, drive risk-based decision-making, and promote a strong risk culture across business lines and control functions.

Lead due diligence and ongoing monitoring for hedge funds, private credit, private equity, and real assets. Source and evaluate managers, conduct RFIs, onsite visits, performance and risk analysis, prepare investment recommendations, and collaborate with internal stakeholders and advisors to support investment committee decisions.

The Director of Audit plans and oversees Risk and Control Services, evaluates governance processes, manages audit engagements, and provides strategic leadership. They ensure effective resource allocation, maintain audit quality, and facilitate communication with executives. This role includes training staff and coordinating with control groups to meet timelines.

As a Financial Advisor at Ameriprise, you will build client relationships, generate leads, deliver financial advice, and achieve standards to grow your practice in a supportive environment.

As a Financial Advisor, you will build client relationships, provide financial planning and advice, and achieve business goals while developing your career.

As a Financial Advisor, you'll assist clients in shaping their financial futures, develop and manage a book of business, and engage in ongoing training and networking.

As a Financial Advisor, you'll shape clients' financial futures, build relationships, generate prospects, and develop a marketing plan to grow your practice while adhering to legal and ethical standards.

As a Financial Advisor, you'll develop marketing plans, engage clients, and build relationships while achieving program standards and compensation opportunities.

Process and reconcile voluntary corporate reorganization events via DTCC; respond to escalated and complex issues; communicate resolutions to stakeholders; monitor reorg inbox, break sheets and control sheets; collaborate with advisors, clients, and partners; process routine and sophisticated transactions accurately and timely; identify and implement process improvements; participate in team projects and cross-train to handle volume.