Top Tech Jobs & Startup Jobs

Leads financial and regulatory reporting for mutual funds, ETFs, 529 plans, separate accounts, private funds, and other investment products. Oversees audits, controls, governance, service providers, regulatory compliance, technical accounting, and reporting quality. Partners across business functions on new products and regulatory changes, drives automation and process improvements, and develops reporting staff while ensuring compliance with GAAP, SEC, and applicable requirements.

Leads a multi-office financial advisory complex, driving profitable growth, advisor and client acquisition, retention, productivity, recruiting, P&L management, compliance, and branch performance. Coaches branch managers and advisors, oversees client service and sales practices, manages risk, develops talent, and coordinates operations across the complex. Requires frequent branch visits and strong leadership, recruiting, financial services, and regulatory expertise.

Designs, architects, deploys, and supports enterprise campus and data center networks in an IBM Mainframe environment. Responsibilities include routing and switching, network security and performance monitoring, capacity planning, automation, troubleshooting, incident escalation, documentation, lifecycle support, and compliance with corporate security policies. Provides technical leadership to engineering teams, vendors, and contractors; mentors staff; collaborates across IT disciplines; and recommends scalable solutions aligned with architectural and business objectives.

Leads global technology operations for mainframe database and network security environments. Oversees engineering teams, vendors, roadmaps, transformation delivery, lifecycle support, incident response, security monitoring, audits, governance, and continuous improvement. Provides escalation support during major incidents, manages security changes and deployments, develops policies and standards, drives automation, and communicates operational status to senior leadership.

Plans and executes complex internal audit, risk, control, and SOX/MAR/FDICIA compliance activities. Evaluates governance and control effectiveness, identifies deficiencies, assesses exposure, recommends corrective actions, and monitors management action plans. Leads audit projects, manages scope and deliverables, coordinates with control groups, performs risk assessments, communicates results to management, and mentors peers while improving audit processes and methodologies.

Build and expand a financial advisory practice by developing client relationships through a local Ameriprise branch office. The company provides infrastructure, overhead support, and business administration while the advisor focuses on client growth, networking, financial planning, and relationship management.

The Director of Deferred Compensation and LTIA leads and oversees the organization's deferred compensation programs, ensuring compliance, governance, and alignment with business objectives. They consult with stakeholders, manage vendors, analyze program effectiveness, and guide teams in program administration and communication.

Supports experienced financial advisors by developing client relationships, building a personal business pipeline, analyzing client data, preparing financial plans, recommending products, and supporting practice operations. The role requires obtaining FINRA and state insurance and securities licenses within 150 days, participating in licensing coaching, assisting with client acquisition and service delivery, and adhering to legal and regulatory standards.

Leads end-to-end data science and AI solutions for client and advisor analytics, including problem framing, feature engineering, predictive modeling, GenAI, validation, deployment, monitoring, and governance. Owns the analytics strategy for a recommendation engine, partners with business, product, and technology teams, communicates actionable insights, advances scalable practices, and mentors peers.

Assist experienced financial advisors with client service, financial planning, product recommendations, marketing, business development, and practice operations. Build a personal book of business, develop a pipeline of contacts and leads, analyze client data, prepare financial plans, and maintain ongoing client relationships. Obtain FINRA, state securities, investment adviser representative, and insurance licenses within 150 days while meeting regulatory and ethical standards.