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Plans and executes complex internal audit, risk, control, and SOX/MAR/FDICIA compliance activities. Identifies control deficiencies, assesses risk exposure, recommends remediation, validates management action plans, and evaluates governance effectiveness. Leads audit projects, manages scope, schedules, deliverables, risk assessments, and stakeholder communications while supervising peers and coordinating with control groups.

Leads advisor and franchise staff recruiting, sourcing, interviewing, hiring, career-path development, and onboarding across an assigned territory. Manages advisor business planning, engagement, growth-program participation, training initiatives, and practice acquisitions. Partners with field leadership and advisors, provides strategic and operational support, coordinates matrix business partners, and helps new hires transition clients and grow production. The role requires project management, relationship-building, communication, accountability, and some travel.

Leads a multi-office financial advisory complex, driving profitable growth, revenue and asset expansion, advisor and client acquisition, retention, productivity, and P&L performance. Oversees branch and associate managers, advisors, recruiting, coaching, business planning, compliance, client service, risk management, and resource optimization. Requires frequent branch visits, strong leadership, financial services licensing, and execution of growth strategies across the complex.

Provides legal counsel to an asset management business on regulatory compliance, trading and advisory agreements, investment products, fund launches, and cross-border requirements. Advises on SEC, CFTC, FINRA, Dodd-Frank, and related regulations; drafts and negotiates financial documentation; maintains legal templates; and partners with trading, compliance, risk, operations, product, clients, regulators, and outside counsel.

Supports digital product strategy and execution for consumer-facing web and mobile experiences. Collaborates with product, design, analytics, and technology teams on user research, usability testing, performance measurement, Agile delivery, and stakeholder communication. The intern contributes to product enhancements and analyzes customer feedback, competitor trends, and digital experience concepts to improve client and advisor engagement.

Analyze complex business issues using quantitative methods, statistical modeling, and data from multiple sources. Recommend solutions, produce and validate reports, resolve reporting issues, and present findings to business and external partners. Serve as a liaison across business and utility functions, support projects from design through implementation, and help define and govern business metrics.

Provide financial and statistical analysis, deliver scheduled and ad-hoc reports, reconcile trustee and cash reports, maintain loan assets in WSO, track ratings, and act as liaison among business, trustees, and vendors to support project implementation and reporting accuracy.

Supports the National Sales Team by processing literature orders, maintaining management software, and assisting with cross-business-line projects. The intern will develop proficiency with sales tools including Morningstar Advisor Workstation, Zephyr on Demand, and fi360 while building communication, organization, presentation, and project coordination skills. The role is a full-time, 10-week internship beginning June 2027, with an in-office schedule of at least four days per week.

The Senior Data Scientist will develop analytical solutions using advanced statistical methods, manage datasets, support campaign executions, and communicate insights to business leaders, ensuring adherence to data governance standards.

Perform actuarial tasks under supervision by modifying, maintaining, operating and documenting actuarial models. Run data analysis and predictive analytics to evaluate assumptions, prepare reports, support scoped projects, communicate results and impediments, and validate business controls and model inputs/outputs.