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Support fixed-income portfolio accounting and reporting: process portfolios, validate data, reconcile positions, prepare client materials, assist onboarding, perform analysis, and support audits and billing. Work closely with strategists and clients to resolve discrepancies and standardize procedures.

The Production Manager directs the sales team, establishes client relationships, recruits staff, manages operations, and develops sales strategies to ensure loan production.

Conduct on-site and remote compliance inspections, surveillance, and audits for branch and home office units; support trade reviews, advertising/marketing reviews, Form ADV compliance, supervisory policy updates, regulatory examinations, and employee compliance education. Travel ~30-40%.

Lead and oversee general accounting functions and a team, manage month-end close and reconciliations, maintain internal controls, prepare and review financial statements, support audits and regulators, implement process improvements, and develop accounting policies and staff.

Advise business stakeholders on designing, documenting, and testing controls for ICFR and SOX compliance. Conduct process reviews, prepare narratives/flow diagrams/RCMs, support auditors, maintain SOX documentation in GRC, assist remediation, training, and vendor SOC1 mappings.

Support government investment pool participants with account enrollment, onboarding, maintenance, and inquiries. Process account paperwork, perform detailed data entry to database and mainframe systems, assist with user access and credential resets, prepare certification letters and audit confirmations, maintain participant files, and produce monthly newsletters and reports using Adobe InDesign and Harvard Graphics.

The Production Manager recruits and trains loan officers, ensures loan delivery meets guidelines, develops sales strategies, and maintains market competitiveness. Responsibilities include managing loan pricing and fostering builder/broker relationships.

The Production Manager directs the sales team to ensure quality loan production, recruits and trains loan officers, develops sales strategies, and competes effectively in the mortgage market.

The Production Manager oversees the sales team, ensuring quality loan production, recruits/train staff, implements sales strategies, and monitors market competition.

Entry-level role supporting direct mutual fund operations: process transactions, maintain client accounts, onboard assets, reconcile records, interact with transfer agents and fund companies, respond to advisor inquiries, prepare reports and Excel-based analyses, participate in cross-training, and complete special projects. Must pass FINRA SIE within six months.