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Monitor and support multi-asset trading across equities, options, fixed income, and credit risk. Resolve trade breaks, corrections, settlement exceptions, and advisor inquiries while maintaining regulatory compliance and audit documentation. Execute margin-related liquidations and trading restrictions, coordinate with clearing teams, and support Product and Engineering testing. Identify automation opportunities and improve desk processes, with potential growth into a Trading Manager role.

Manage daily trading desk operations across equities, options, and fixed income. Monitor order flow, review trade risks, resolve breaks and corrections, support margin and credit-risk activity, and ensure regulatory compliance. Partner with Product and Engineering to build scalable trading workflows, improve controls, and apply AI and automation to exception handling and advisor support.

Own platform reliability, performance, observability, and resilience for scalable backend systems. Mentor engineering teams on secure, performant coding practices; establish OpenTelemetry observability and service-level objectives; design and improve incident response processes; and implement automated testing. Collaborate with engineering leaders, product managers, and cross-functional teams on shared infrastructure and challenging technical solutions. The role also contributes to cloud infrastructure, CI/CD, tabletop exercises, and modern distributed systems across the organization.

Own performance, resilience, observability, and incident response for scalable backend systems across product teams. Mentor engineers on secure, reliable coding practices; implement OpenTelemetry, logging, SLOs, and automated testing; and contribute shared infrastructure solutions. The role requires expertise in Java, Spring Boot, REST APIs, microservices, distributed systems, SQL, Docker, Kubernetes, and Helm, with AWS, CI/CD, infrastructure tooling, and financial services experience preferred.

Design, build, and scale distributed backend services and shared platform infrastructure using Java, Spring Boot, Postgres, AWS, and Kubernetes. Develop resilient microservices, implement secure coding practices, improve system performance and reliability, and maintain automated testing. Collaborate with engineering leadership, product managers, and cross-functional teams while mentoring engineers and contributing to platform tooling and architecture.

Design, build, and scale resilient RESTful backend services and shared platform tooling using Java, Spring Boot, Postgres, AWS, and Kubernetes. Develop distributed microservice architectures, implement automated testing, promote secure coding practices, and mentor engineering teams. Collaborate with engineering leadership, product managers, and cross-functional partners while independently delivering high-impact platform solutions.

Designs, implements, and operates internal identity, endpoint, application, networking, and security systems. Leads technical projects from scoping through rollout, builds automation and AI-assisted workflows, evaluates platforms, and manages migrations. Acts as the senior escalation point for complex issues while strengthening access controls, patching, monitoring, documentation, and audit readiness. The role also mentors junior teammates and establishes repeatable technical standards and runbooks.

Conduct daily margin and options credit-risk surveillance, review exceptions, monitor account exposure and liquidation thresholds, and escalate breaches. Perform options assignment and exercise reviews, apply collateral haircuts, support regulatory filings under Regulation T and FINRA rules, maintain audit documentation, and track risk indicators. Partner with trading, operations, product, and engineering teams to improve controls, automate surveillance, and evaluate AI tooling.

Own the credit and market risk framework for margin and options products at a broker-dealer custodian. Responsibilities include daily margin surveillance, house requirement calibration, stress testing, concentration and liquidity monitoring, collateral treatment, liquidation decisions, options expiration and assignment risk, regulatory compliance, risk reporting, audit documentation, and control remediation. Partner with Product and Engineering to automate surveillance and embed risk controls while supporting new product launches.

Owns the complete lifecycle of ACAT, DRS, DWAC, and non-ACAT account transfers, including validation, exceptions, settlement, claims, and residuals. Leads and develops the transfers team, monitors productivity and quality metrics, improves processes and controls, partners with Product and Engineering on roadmap delivery, and maintains procedures while supporting audits, compliance reviews, and regulatory examinations.