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Process and remediate account transfers (ACATS, Non-ACATS, direct), ensure compliance and supervisory oversight, handle client inquiries, detect/prevent fraud, support reporting and projects, and train/assist staff to optimize brokerage operations.

Support accurate, timely processing of corporate action events (dividends, mergers, splits, tender offers). Distribute notifications, reconcile positions, collect client elections, calculate entitlements, resolve discrepancies, maintain reports, and adhere to compliance and control procedures while escalating issues to senior staff.