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The Senior Manager, AML oversees the AML function, ensuring compliance and governance, manages a team, and executes on strategic initiatives while interfacing with internal and external stakeholders.

This role involves leading a team to create and execute training programs for technology applications used by financial advisors, focusing on modern learning techniques and stakeholder communication.

The Financial Advisor Trainee will learn to develop an individual practice, provide financial advice, manage client relationships, and meet production targets through comprehensive training and mentorship.

The Sr. Coordinator provides advanced administrative support in compliance, resolving issues, scheduling, data collection for reports, and assisting in training.

The Financial Advisor Trainee develops skills in financial services through training, client development, and sales activities while balancing personal growth and compliance.

Conduct comprehensive audits, develop risk profiles, drive audit coverage, communicate findings, and ensure compliance with policies while improving internal controls.

The role involves building data protection policies, managing IAM technologies, providing technical input, and enhancing security through various support procedures and projects.

The IT SOX & 17a-5 Controls Manager oversees IT controls, assesses risks, collaborates with teams, and enhances internal controls for compliance and efficiency.

The DevOps Platform Engineer will enhance software delivery by designing CI/CD pipelines, automating processes, and collaborating with development teams, primarily focusing on .NET workflows.

Assist in analyzing portfolio analytics, asset allocation, and investment holdings. Prepare research reports, maintain financial models, and manage existing client relationships.