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Provide compliance advisory support for the bank's Compliance Management Program: maintain regulatory knowledge, support monitoring and oversight, advise personnel and fintech partners, assess product/process changes, investigate issues, prepare guidance and documentation, and help improve controls and procedures.

Prepare, review, and verify commercial loan documents for compliance with bank credit policy and regulatory requirements. Coordinate with loan officers, identify and track exceptions, scan and maintain closing files, and ensure timely completion of loans up to closing.

Performs compliance testing for a bank’s Compliance Management Program. Maintains regulatory knowledge, develops and updates test scripts, determines testing scope, validates data, documents results, assesses control effectiveness, supports audits and regulatory inquiries, and recommends process or system improvements to reduce compliance risk.

Manages operational processes for non-qualified mortgage correspondent loan purchases and sales. Responsibilities include reviewing documentation, requesting funding, tracking collateral, preparing servicing boarding files, managing uploads and cancellations, updating workflows, coordinating loan-sale trades, onboarding counterparties and vendors, preparing company information, and coordinating banking account opening. Requires strong organization, communication, attention to detail, and mortgage operations experience.

Manage and oversee a commercial loan portfolio (up to $200M), including underwriting, financial analysis, covenant monitoring, exception handling, credit quality oversight, client relationship management, and regulatory/BSA/AML compliance.

Build and manage client relationships to define financial goals, analyze financial status, and develop comprehensive financial plans and investment recommendations. Ensure client satisfaction and compliance, conduct regular reviews, grow business through networking and prospecting, and stay current on markets and regulations to advise clients and internal teams.