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Monitor compliance alerts, investigate trading exceptions, maintain security master data, analyze compliance reports, and support real-time trade approvals. The role partners with Technology and Compliance teams to implement automated controls, resolve data and technology issues, manage projects, improve monitoring processes, and integrate artificial intelligence into compliance tools. Candidates need investment industry compliance experience, asset-class knowledge, data analysis skills, strong communication, and project management ability.

Build and enhance software supporting fund accounting and trade processing. Develop scalable applications using test-driven and agile methodologies, integrate internal and external services, improve resiliency and automation, resolve operational issues with DevOps teams, leverage CI/CD, and help transition applications to cloud platforms. Collaborate with business stakeholders and technology teams on cross-departmental initiatives.

Support Treasury applications and workflows covering repurchase agreements, margin, and stock loans. Diagnose and resolve critical production issues, monitor data feeds and scheduled processes, investigate application and database problems, coordinate releases, and partner with development teams on platform improvements. Create runbooks and support documentation, improve operational controls, and collaborate with Treasury and Technology teams on incident response and business continuity. Provide off-hours support as needed.

Provide white-glove IT support to executive management and investment professionals. Diagnose and resolve issues involving computers, mobile devices, software, market-data platforms, and video conferencing. Advise users on technology and policies, manage incidents and service requests, coordinate with technology providers, develop project plans, perform root-cause analysis, and participate in rotational 24/7 on-call support with domestic and international travel as needed.

Own the Legal department’s operational strategy, budget, processes, reporting, technology roadmap, and AI-enabled workflows. Manage legal technology vendors and outside counsel, improve matter intake and document management, govern confidentiality and privilege controls, oversee entity and regulatory tracking, and drive adoption through training and stakeholder engagement.

Provides administrative support to portfolio managers and research analysts by managing calendars, meetings, conference calls, travel arrangements, expense reports, phone coverage, relationships, and special projects. Requires strong organization, communication, prioritization, multitasking, attention to detail, professionalism, and proficiency with Microsoft Outlook, Excel, and Word.

Own end-to-end technology procurement, including SaaS and software negotiations, competitive sourcing, contract review, renewals, spend analysis, supplier performance, and cost optimization. Build total cost of ownership models and business cases, manage technology contract lifecycles, and collaborate with Legal, Technology, Finance, and other stakeholders to align purchasing decisions with governance, regulatory, and commercial risk requirements.

Conduct trade and communication surveillance, investigate potential securities-law and policy violations, escalate suspicious activity, and produce intelligence-driven risk analysis. Respond to regulatory information requests, support senior management taskings, apply structured analytic techniques, and serve as a subject matter expert on relevant regulations, industry practices, and internal policies while protecting sensitive information.

Leads a global enterprise application engineering team delivering workflow, reporting, integration, production support, and release solutions. Translates stakeholder priorities into technical requirements and delivery plans, manages employees and consultants across regions, oversees Salesforce and corporate-system integrations, and improves configuration, testing, deployment, documentation, and support practices. Coaches engineering talent, partners with technical leadership, manages delivery capacity and quality, and ensures reliable application operations.

Support middle-office operations for global equities and related products. Reconcile transactions, verify positions, resolve trade and settlement breaks, process corporate actions, monitor currency exposure, execute spot FX transactions, and coordinate with portfolio managers, traders, brokers, counterparties, and control teams to maintain accurate records and reduce operational risk.