Top Tech Jobs & Startup Jobs

The Corporate and Executive Services Associate oversees compliance tasks, reviews transactions, conducts research, maintains documentation, and communicates with legal and financial advisors.

The Office Manager will provide general administrative support, manage calendars, coordinate meetings and events, assist with recruitment, and maintain office supplies.

The Jr. Operations Specialist will manage individual and qualified retirement plans, process death claims, and assist with ad hoc projects.

The role involves performing surveillance reviews, ensuring compliance in capital markets activities, and providing guidance on policies to business departments.

Review marketing materials for compliance with FINRA and SEC rules, draft disclosures, submit materials to FINRA, and advise advisers on marketing issues.

The Regional Operations Manager oversees day-to-day operations, including money movement, order processing, account opening, and staff training, ensuring compliance with FINRA rules.

The Research Associate will support a Senior Analyst in equity research, focusing on financial modeling, data management, and investment writing in emerging technologies.

Supervise operations functions including fund movements and order processing, train staff, liaise with firm infrastructure, and support onboarding.

The Administrative Assistant will perform general administrative duties, assist staff and brokers, manage conference room requests, and handle office supplies.

The Jr. Operations Specialist supports daily operations in Portfolio Services by verifying documentation, updating client accounts, and assisting with inquiries from Financial Professionals.