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Develop AI capabilities using Microsoft tools, integrate AI solutions within enterprise systems, ensure compliance and security, and collaborate with team members for continuous improvement.

The Director of Transitions leads D.A. Davidson’s advisor transition strategy, ensuring compliance and enhancing client experiences through process improvements and collaboration across departments.

Provide legal advice for capital markets businesses, focusing on fixed income products, and ensure compliance with regulatory matters. Manage documentation, litigation, and strategic initiatives.

As a Client Associate, you will support Financial Professionals by managing client requests, processing account documents, providing detailed client service, and assisting with financial plans and communications.

The Client Associate will support financial advisers by providing client service, managing accounts, and assisting in investment research and reports.

The Client Associate provides client service support, assists with account maintenance, and crafts financial plans while adhering to compliance policies.