Top Tech Jobs & Startup Jobs

Provides technical and customer support for securities trading activities, including investigating trade issues, correcting transactions, reconciling orders, resolving comparison problems, supporting portfolio allocations, and coordinating block orders. The role works with internal and external customers in a high-volume environment, ensures trades comply with company procedures, and maintains accurate trade data in required systems.

Provides advanced administrative and staff support to managers, including correspondence, reporting, scheduling, meeting and travel coordination, records management, fiscal administration, and stakeholder communication. The role may train and monitor others, resolve routine issues, maintain data systems, and support office operations within a financial services environment. Requires strong organization, judgment, communication, customer service, and multitasking skills, with at least six years of administrative experience or equivalent qualifications.

Reviews and approves money movement transactions, investigates potential fraud and financial exploitation, verifies client disbursements, and resolves supervisory matters. Partners with advisors, branch leadership, Fraud, and other teams on complex account issues, disputes, and senior or at-risk client concerns. Applies securities regulations and firm policies, communicates decisions clearly, identifies supervisory trends, and documents matters through resolution. The role requires independent judgment, strong financial services knowledge, and securities licensing.

Leads ServiceNow Service Catalog requirements management, stakeholder alignment, solution definition, acceptance criteria, governance, workflow modernization, testing, and continuous improvement. Translates business needs and technical complexities into actionable agile stories, coordinates business owners with development teams, manages dependencies and issue logs, and supports prioritization and scalable enterprise service management solutions.

Leads the national strategy for recruiting experienced financial advisors, driving advisor, asset, and revenue growth. Oversees recruiting effectiveness, evaluates cultural and risk fit, develops internal teams, analyzes market and competitive trends, partners with business leaders, modernizes recruiting processes and technology, and conducts consultative discussions with prospective advisors. The role requires executive leadership, transformational change management, data-driven strategy, relationship building, and experience across financial advisor models.

The Financial Advisor Trainee completes Raymond James’s Advisor Mastery Program while developing investment, sales, client service, compliance, and financial planning skills. Responsibilities include prospecting, building a client book, evaluating financial needs, recommending suitable investment products, managing portfolios and accounts, processing transactions, maintaining records, and meeting production targets. The trainee must complete required training, obtain securities and insurance licenses, and provide advice aligned with client objectives, risk tolerance, and time horizons.

Leads mortgage product strategy, development, implementation, lifecycle management, and continuous improvement for Encompass and related mortgage banking systems. Defines product roadmaps, business cases, requirements, governance, and success metrics; coordinates cross-functional technology initiatives, testing, training, launches, and risk management. Serves as a mortgage banking subject matter expert and advises leadership on product performance, regulatory trends, client needs, and strategic opportunities.

Conduct enhanced due diligence investigations on high-risk financial clients, analyzing ownership structures, source of wealth and funds, transactions, negative media, sanctions exposure, and AML risk indicators. Document findings, make risk-based determinations, escalate regulatory concerns, mentor colleagues, maintain knowledge of AML requirements, and support process improvements. The role requires compliance with the USA PATRIOT Act, Bank Secrecy Act, OFAC guidance, CIP, and EDD requirements.

Manages branch expenses, financial projects, loan agreements, advisor collections, defaults, write-offs, and financial reporting. Reviews and audits reports, maintains financial data in systems, supports tracking-system projects, analyzes accounting information, resolves moderately complex issues, and recommends process improvements. Requires collaboration with management, financial advisors, staff, and internal or external customers while maintaining confidential records.

Supports branch or complex growth strategy by monitoring expenses, facilitating revenue growth, coordinating client and prospect experiences, resolving account inquiries, managing special projects and events, maintaining reporting and compliance practices, and supporting advisor recruiting, onboarding, transitions, and business development activities.