Top Tech Jobs & Startup Jobs

The Associate Principal Analyst conducts surveillance reviews, analyzes trading activity for violations, updates internal guidelines, develops analytics, and prepares reports. They also provide training and work on special projects.

Lead product initiatives for OCLO to deliver legal-technology solutions. Manage product lifecycle, stakeholder engagement, vendor selection, governance, adoption, and reporting/analytics to improve efficiency and meet strategic goals.

Lead strategy, operations, and technical oversight of an enterprise-wide knowledge management system. Manage content, taxonomy, training, stakeholder collaboration, KMS maintenance, search and data curation, and reporting to ensure accurate, user-focused regulatory guidance.

The Associate Principal Research Analyst conducts research and data analysis to inform financial education, manages projects, ensures quality, and collaborates with stakeholders.

The Lead GenAI Backend Platform Software Engineer develops scalable software solutions, leads architectural design, ensures product quality, and mentors team members.

The Staff Software Engineer develops software products, improves product quality in the software development life cycle, and collaborates with peers on various technical tasks and documentation.

The Associate Principal Analyst reviews advertising communications for compliance with regulations, mentors staff, and conducts complex reviews of materials while responding to inquiries.

Lead IAM initiatives, develop Java-based solutions, build cloud access automation with Python/PowerShell, manage provisioning workflows, mentor teams, enforce compliance standards.

The Associate General Counsel directs regulatory policy adoption, advises on legal complexities, oversees rulemaking, and represents FINRA on industry issues. Requires extensive legal experience and expertise in securities regulations.