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Responsible for branch-level risk, supervisory, and compliance functions. Monitors regulatory adherence (SEC/FINRA), coaches staff, supports audits, investigates complaints, liaises with Legal and HR, and ensures supervisory coverage and risk remediation.

Lead strategic planning for Private Markets marketing across EquityZen and Morgan Stanley. Develop cross-channel B2B, B2C, and B2B2C go-to-market strategies, perform competitive and client analysis, define value propositions, set KPIs and budget allocation, enable cross-sell and integration across Morgan Stanley platforms, partner with product and revenue teams, and ensure compliance in a regulated environment.

Group Directors lead client service and business management for Financial Advisors, oversee team operations, enhance client relationships, and ensure efficient practices.

The Investment Consultant - Relationship Manager is responsible for developing and maintaining client relationships, assessing their financial goals, and providing tailored investment consulting in collaboration with the Financial Advisor Team.

Support E*TRADE Premium & Specialty Client and Emerging Wealth Solutions by executing supervisory, compliance, and risk oversight. Manage escalations, coach relationship managers, ensure adherence to SEC/FINRA and firm policies, support audits/exams, monitor operational/conduct/data risks, and maintain supervisory coverage and training.

Lead product ownership for Account Maintenance across Morgan Stanley and E*TRADE web and mobile platforms. Drive discovery, strategy, and execution for profile, market data, preferences, beneficiary management, and advisor/customer service features. Partner with technology, UX, delivery, and stakeholders to increase self-service, regulatory compliance, and feature adoption; present to leadership and optimize workflows.

Lead development, implementation, and improvement of global recovery and resolution financial models. Serve as subject-matter expert, support regulatory submissions, present to governance, analyze data issues, drive model use cases, and collaborate across teams to remediate regulatory feedback and inform senior management decision-making.

The role involves developing C++ applications for Credit Risk systems, implementing pricing models, and supporting strategic initiatives in the finance sector.

Support financial advisor teams by delivering high-touch client service, executing administrative and digital marketing tasks, preparing client reports and financial plans, assisting with trading/clerical transactions, and participating in business development and firm initiatives.

The VP of Product Management will lead the MFA product roadmap, ensuring secure and user-friendly authentication experiences while partnering with cross-functional teams to meet regulatory standards and optimize client experience.