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Provides inbound customer service for investment accounts, handling money movement, account updates, trade requests, and follow-up items. Educates clients about financial products, identifies sales opportunities, resolves issues collaboratively, and supports client retention and risk reduction. The role includes paid training for Series 7 and Series 63 licenses, continuing education, and a hybrid schedule requiring three office days weekly.

Build and maintain client relationships on a Financial Advisor team, assess client objectives, recommend investment and wealth-management strategies, deliver presentations for business development, ensure compliance with industry rules, and coordinate with team members to implement customized financial plans.

Provides client service and administrative support to Financial Advisors and Private Wealth Advisors. Responsibilities include processing money movements, answering account questions, entering client data, supporting digital tool enrollment, preparing portfolio and meeting materials, managing calendars and travel logistics, handling calls, and submitting expense reports. The role requires strong organization, communication, Microsoft Office proficiency, and willingness to obtain securities licenses.

Support preparation, analysis and SEC filing of the Firm's consolidated 10-K and 10-Q. Compile and draft disclosure sections, coordinate with Treasury, Risk, Legal and senior management, perform US GAAP and SEC research, and drive process improvements and automation for accurate regulatory reporting.

Administers nonqualified deferred compensation plans from implementation and enrollment through ongoing contributions, distributions, audits, reconciliations, reporting, and compliance. Partners with clients, sales, implementation, service, payroll, finance, HR, treasury, and tax teams. Manages escalated inquiries, client communications, event calendars, funding analysis, process improvements, and service model optimization while providing subject matter expertise on NQDC plans and regulatory requirements.

Lead the architecture, development, delivery, and production support of high-performance electronic trading systems. Partner with traders, desk heads, product teams, and technology stakeholders to translate complex requirements into scalable solutions. Mentor developers, establish engineering standards, drive Agile delivery, manage technical trade-offs, and ensure production stability, risk controls, and maintainability. Remain hands-on with architecture, coding, code reviews, troubleshooting, and responsible use of AI-assisted engineering tools.

Leads client service and business operations for Financial Advisor and Private Wealth Advisor teams. Responsibilities include developing service models, coordinating client communications, preparing reports and financial plans, improving team efficiency, overseeing support professionals, supporting hiring and performance management, tracking business plans, and executing firm initiatives. The role requires strong leadership, financial services knowledge, organizational ability, client service skills, and active securities licenses.

Provide high-touch client service and administrative support to Financial Advisors/Private Wealth Advisors. Handle money movement requests, account inquiries, data entry, meeting logistics, digital tool enrollment, and prepare client materials while maintaining policies and participating in firm initiatives.

Oversee non-financial, operational, and compliance risk for U.S. bank consumer lending and deposits businesses. Partner with business units and control groups across three lines of defense, lead risk assessments, monitoring reviews, new product due diligence, scenario analysis, and regulatory challenge activities. Develop metrics, policies, training, reporting, and executive presentations while coordinating governance and risk-management deliverables.

Provides client service and administrative support to Financial Advisors, Private Wealth Advisors, and their teams. Responsibilities include handling account inquiries and money movement, preparing client documentation and meeting materials, supporting digital tool enrollment, managing calendars and travel logistics, processing expenses, assisting with research and data entry, and supporting client relationship and marketing activities. Requires strong organization, interpersonal, writing, Microsoft Office, and client service skills.