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The Associate Financial Advisor assists in delivering wealth management solutions by creating financial plans, managing client relationships, and providing investment strategies while supporting financial advisors with client services.

As a Financial Advisor in Training, you will undergo a structured training program, supporting client planning while gaining licensing and sales skills. You'll work closely with experienced advisors to develop marketing strategies and enhance investment knowledge.

Process retail and retirement account transactions, resolve client and advisor inquiries, ensure regulatory and policy compliance, support process improvements, and deliver high-quality client service.

Design, implement, and execute test strategies and automation for functional, integration, regression, and performance testing. Collaborate with product and engineering teams to identify risks, create test artifacts, validate data flows and APIs, track defects, manage test environments, and drive QA metrics and continuous improvement within agile delivery.

As a Client Specialist, you will support Financial Advisors by coordinating client onboarding, managing communications, and assisting in operational tasks to enhance the client experience in wealth management.

Support Legal and HR by drafting, reviewing, and updating policies, handbooks, and templates; monitor regulatory changes; maintain governance documentation; conduct research; and collaborate with stakeholders to mitigate risk and ensure policy consistency and audit readiness.

The Client Specialist is responsible for client onboarding, account management, coordinating communications, organizing client events, and ensuring compliance with regulatory policies.

The Client Specialist coordinates client onboarding, manages communications, supports account operations, and organizes client events, ensuring high-quality client service.

Provide client service and operational support to one or more Financial Advisors: coordinate onboarding, manage prospect pipeline, prepare account paperwork, maintain CRM, assemble client meeting materials, handle inbound calls and transactions, support compliance, assist marketing/social media and events, and proactively identify investment opportunities to drive advisor business.

Provide client service and operational support to Financial Advisors including onboarding, account operations, CRM maintenance, client communications, event coordination, transaction processing, and regulatory compliance support to drive advisor business.