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Financial Advisor develops and manages customized financial plans and investment strategies for clients. Responsibilities include portfolio research, financial analysis, trading and money movements, client relationship management, portfolio reviews, business development, compliance, and mentoring Client Associates. The role requires maintaining a portable book of business, meeting revenue goals, and complying with FINRA and SEC regulations.

Develops and implements customized financial plans and investment strategies, manages client portfolios, conducts financial and security research, and monitors transactions and risk. The advisor builds and maintains client relationships, grows a portable book of business, prepares portfolio reviews, executes money movements, supports compliance, and mentors client associates. The role requires FINRA licensing, financial planning expertise, market knowledge, and residence within Arizona, with remote, hybrid, or in-office flexibility.

Manage investment strategies and holistic financial planning for a diverse client base. Develop tailored financial plans, conduct portfolio and market research, monitor client portfolios, execute trades and money movements, prepare portfolio reviews, cultivate client relationships, grow a portable book of business, and ensure compliance with FINRA and SEC requirements. The role also mentors Client Associates and collaborates with internal teams to support branch and firm success.

Oversee investment strategies and holistic financial planning for clients. Develop tailored plans, conduct portfolio and security analysis, manage trades and money movements, monitor client portfolios, and maintain client relationships. Grow the book of business through networking and marketing, collaborate with compliance and operations teams, and mentor client associates. Maintain FINRA and SEC compliance, required licenses, continuing education, and knowledge of market and tax developments.