Top Tech Jobs & Startup Jobs

Process and maintain investor registers and documentation, ensure investor eligibility and AML/KYC compliance, handle subscriptions/redemptions/transfers, reconcile trades and cash, distribute investor and client reports, respond to investor inquiries, coordinate document collection, and support SOC 1 reporting and internal legal/compliance interactions.

Manage end-to-end broker-dealer regulatory reporting (FOCUS, net capital, reserve formula), lead and review analyst work, maintain controls (SOX/FRR), coordinate regulatory exams, drive process improvements and regulatory change implementation.

Support Deposit and Payment Solutions Relationship Managers by managing assigned commercial client relationships, analyzing financial data, preparing proposals, ensuring accurate account/product implementation, identifying client needs and making referrals, and assisting client onboarding and training.

Lead multistate tax reporting and compliance activities including tax provision support, outsourced return management, audit defense, legislative monitoring, tax planning, and cross-functional advisory to mitigate risk and support business objectives.

Serve as primary relationship manager for ultra high net worth clients, coordinating the Ascent team to deliver services, identify and close new and expanded wealth management opportunities, represent the business in the region, and drive client growth and retention.

Advise affluent clients by collecting financial information, assessing needs, recommending suitable investment, insurance and trust solutions, constructing tailored portfolios, delivering market and investment insights, conducting due diligence, and partnering with internal teams to grow client relationships and referrals.

Lead risk oversight for consumer lending default operations (loss mitigation, collections, bankruptcy, foreclosure). Advise business leaders, perform risk assessments, strengthen controls, support governance, guide transformation, and coordinate with Audit/Compliance to identify and remediate operational and regulatory risks.

Supervise a small team of Mortgage Loan Originators, manage daily loan origination activities, ensure timely document collection, meet annual loan volume goals, develop referral relationships with brokers/builders, participate in industry associations, recruit and retain talent, and maintain required NMLS registration and compliance with mortgage regulations.

Lead ServiceNow Platform Architect and Technical Owner for the CSMNOW platform. Designs scalable, secure ServiceNow solutions, owns platform health, upgrades, patching, DR exercises, monitoring, governance, and SLOs. Partners with Enterprise Architecture, engineering, QA, and business stakeholders to deliver integrations, automation, and enterprise-aligned ServiceNow capabilities.

Provide cross-functional production support for operations services including payment and claim processing, data entry, exception research, troubleshooting, vendor/client interaction, and implementing processing improvements. Perform routine tasks in operational systems, escalate issues, and may handle physical processing duties (lifting, standing, repetitive motions).