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Reposted 22 Days AgoSaved
In-Office
New York, NY, USA
100K-135K Annually
Senior level
100K-135K Annually
Senior level
Fintech • Insurance • Financial Services
The Senior Compliance Officer will lead compliance monitoring, testing, and resource management, develop metrics, and ensure effective stakeholder communication to uphold regulatory standards.
Top Skills: ExcelPowerPointWord
Reposted 22 Days AgoSaved
In-Office
4 Locations
149K-240K Annually
Senior level
149K-240K Annually
Senior level
Fintech • Insurance • Financial Services
The Senior Relationship Manager leads client acquisition and retention for commercial banking, driving new business and supporting existing relationships through strategic planning and cross-selling TD's products and services.
Reposted 22 Days AgoSaved
In-Office
New York, NY, USA
100K-135K Annually
Senior level
100K-135K Annually
Senior level
Fintech • Insurance • Financial Services
Lead and execute compliance monitoring and testing across US and select global businesses. Design review scopes, perform testing, document exceptions and remediation, report metrics, support issues management and rules inventory, and partner with business, auditors and regulators to strengthen compliance controls and training.
Top Skills: ExcelPowerPointWord
Reposted 22 Days AgoSaved
In-Office
Jackson Heights, NY, USA
67K-118K Annually
Junior
67K-118K Annually
Junior
Fintech • Insurance • Financial Services
Provide financial planning guidance and sell investment management solutions to TD Wealth clients. Manage client onboarding, deliver annual reviews, meet sales goals, deepen client relationships, refer to partners, ensure regulatory compliance, and support team coaching and community engagement.
22 Days AgoSaved
In-Office
New York, NY, USA
60K-115K Annually
Senior level
60K-115K Annually
Senior level
Fintech • Insurance • Financial Services
Serve as primary point-person for US options trade reconciliation, allocation, and clearance. Ensure adherence to firm governance and regulatory standards, monitor controls and exceptions, manage stakeholder communications, partner with trading/operations/technology, and lead process-improvement projects and operational analysis.
Top Skills: Ai/AutomationBroadridge BpsBroadridge OaesCmodExcelFidessaMicrosoft AccessMonarchOcc EncoreOffice 365OmsOutlookPowerPointWexWord
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Reposted 23 Days AgoSaved
In-Office
Coral Gables, FL, USA
149K-223K Annually
Senior level
149K-223K Annually
Senior level
Fintech • Insurance • Financial Services
The Sr. Relationship Manager develops and manages commercial banking relationships, customizing financial solutions to meet client needs and grow the portfolio. They serve as trusted advisors and are responsible for business development and maintaining strategic customer accounts.
Reposted 23 Days AgoSaved
In-Office
Coral Gables, FL, USA
149K-223K Annually
Senior level
149K-223K Annually
Senior level
Fintech • Insurance • Financial Services
The Sr. Relationship Manager manages commercial banking relationships, develops new business, provides customized financial solutions, and drives growth through exceptional customer service and strategic relationship management.
Reposted 24 Days AgoSaved
In-Office
New York, NY, USA
115K-175K Annually
Senior level
115K-175K Annually
Senior level
Fintech • Insurance • Financial Services
Senior market risk leader providing independent oversight of the xVA desk: developing market-risk policy, designing stress tests/scenarios, analyzing new products, monitoring regulatory developments (CVA, FRTB), communicating risk to stakeholders, mentoring the Market Risk team, and collaborating with front-office trading to assess positions, P&L attribution, and controls.
Reposted 24 Days AgoSaved
In-Office
Auburn, ME, USA
72K-108K Annually
Junior
72K-108K Annually
Junior
Fintech • Insurance • Financial Services
Provide financial planning guidance and sell investment management solutions to TD Wealth clients. Serve as primary client contact, perform onboarding and annual reviews, meet sales targets, deepen wallet share, refer to partners, ensure regulatory compliance and continuing education, and support team development and community engagement.
24 Days AgoSaved
In-Office
3 Locations
72K-118K Annually
Senior level
72K-118K Annually
Senior level
Fintech • Insurance • Financial Services
Lead and execute independent 2LoD controls testing and validation across regulatory and internal risk reporting. Perform control design and operating effectiveness testing, data lineage and profiling, root cause analysis, stakeholder challenge, and remediation oversight. Produce risk reporting, support automation opportunities, and collaborate with business, technology, finance, and data teams to ensure regulatory compliance and control integrity.
Top Skills: Agentic AiData AnalyticsData ProfilingEnd-User Computing (Euc)Generative AiMicrosoft CopilotMS OfficeRpi
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