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Provide financial planning guidance and sell investment management solutions to TD Wealth clients. Own client relationships, onboard new clients, deliver annual reviews, meet sales goals, refer to internal partners, ensure regulatory compliance, and mentor/coach retail partners and new advisors.

Oversee and independently perform end-to-end audits, including planning, control testing, documentation, issue management, findings, and reporting. Lead moderately complex audits, provide objective opinions on internal controls, communicate with stakeholders, follow up on findings, and offer subject-matter expertise. The role also supports audit initiatives, regulatory compliance, process improvements, reporting, risk identification, and team knowledge transfer.

Supports compliant trading and settlement of restricted securities. Reviews trading requests, resolves settlement issues, coordinates with operations, trading, vendors, auditors, legal counsel, clients, and transfer agents, and escalates high-risk transactions. The role also supports clearance and settlement processes, compliance documentation, client setup, process reviews, operational improvements, and small-scale projects. Requires strong organization, communication, critical thinking, time management, and attention to detail.

Leads a large financial crimes audit team, overseeing audit planning, execution, quality reviews, risk coverage, reporting, remediation, and stakeholder engagement. Provides strategic advice to executives, manages audit professionals, develops staff, handles performance and resource management, and ensures adherence to regulatory and enterprise requirements. The role also supports continuous monitoring, data analysis, memo writing, process improvement, and cross-functional initiatives.

Manages and grows a commercial banking portfolio by acquiring, developing, and retaining business clients. Acts as a trusted advisor, structures financing and cash-management solutions, assesses credit risk, supports loan decisions, negotiates terms, and cross-sells banking products. Builds referral networks, leads strategic client engagements, meets loan, deposit, and fee goals, and collaborates with internal teams to manage complex relationships and regulatory requirements.

Lead enterprise architecture and solution strategy for blockchain-enabled tokenization platforms. Define target-state architectures across frontends, backend services, smart contracts, custody/key management, and compliance tooling. Drive architectural governance, mentor teams, oversee smart contract security/audits, and ensure production readiness of institutional digital asset systems.

The Director, US Rates Strategist will generate trade ideas, conduct macro research, and engage with institutional clients in US rates markets.

The Vice President, US Rates Strategist will generate trade ideas, conduct macro research, and engage with institutional clients in US rates markets, ensuring adherence to policies and maximizing profitability through informed trading decisions.

Support xVA desk to price and structure derivatives across asset classes, incorporate capital/funding/liquidity/counterparty costs, develop xVA frameworks and analytics, identify optimization opportunities, partner with Sales, Trading, Quants, Risk and Technology, and build analytical tools and reporting to measure and manage xVA impacts.

Provide independent second-line oversight of credit card products and servicing to ensure regulatory compliance (Reg Z, UDAAP, FCRA, ECOA, SCRA, MLA). Perform risk assessments, monitor complaints and controls, advise business partners, manage regulatory change, track issue remediation, support testing validation, and lead cross-functional compliance initiatives.