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Leads TD’s global Communications Surveillance program within Global Trade Surveillance. Owns strategy, governance, regulatory readiness, surveillance execution, remediation, technology oversight, reporting, and risk escalation across regions and business lines. Represents the program in regulatory engagements, partners with Compliance, Risk, Technology, Legal, Product Management, and vendors, and builds and manages a global surveillance team.

Lead strategy-to-execution for enterprise talent acquisition initiatives, developing emerging talent pathways, partnerships, and talent market intelligence. Own roadmaps, KPIs, governance, program design, and ROI measurement. Partner with HR COE, HRBPs, marketing, and business leaders to drive recruitment, retention, and talent advisory, build playbooks, and scale strategic sourcing and evaluation approaches across the organization.

The Associate will manage capital markets legal agreements, ensuring regulatory compliance and serving clients with trading products. Responsibilities include drafting, negotiating, and finalizing documentation, and collaborating with internal stakeholders.

Oversee high-priority Compliance transformation, remediation, regulatory, and control initiatives within TD Securities. Responsibilities include portfolio governance, milestone and dependency tracking, risk and issue escalation, executive reporting, technology budget coordination, stakeholder alignment, and improving Compliance execution practices. The role partners with Compliance, Technology, Risk, Legal, Operations, and other stakeholders to translate priorities into measurable plans and deliverables.

The Financial Advisor role involves providing financial planning and investment management to clients, ensuring exceptional service and achieving sales goals.

Provide senior compliance advisory for equities sales and trading, focusing on cash/high-touch and electronic trading. Strengthen equities compliance program, advise on regulatory requirements, implement supervisory controls, conduct testing and risk assessments, lead investigations and regulatory responses, deliver training, and report to senior management while interacting with regulators and global teams.

Lead Trade Support for TD Securities' New York middle office: manage trade capture and position management for short-term fixed income products, drive process improvements and automation, perform data analysis and reconciliations, resolve risk/P&L and trade queries, manage audits/regulatory changes, and lead, coach, and develop a multi-disciplinary operations team while engaging stakeholders across sales, trading, technology, and risk.

Senior Relationship Manager responsible for acquiring, developing and managing commercial banking relationships. Provide tailored credit, cash management and financing solutions, drive portfolio growth, lead complex credit decisions, develop business strategies, collaborate across teams, and act as trusted advisor to up‑market clients while ensuring regulatory and risk compliance.

Hands-on Lead Developer responsible for designing and building reusable frameworks and microservices for Compliance, Surveillance and Supervision. Architect and implement Java/Spring Boot REST services, event-based, batch and streaming solutions, integrations, CI/CD pipelines and cloud deployments. Provide technical leadership, review designs, drive roadmaps, liaise with stakeholders, and apply trade surveillance, market data and NLP/LLM expertise to detect anomalies and support large-scale initiatives.

Lead and manage a compliance oversight team covering FDIC deposit rules, KYC operations, auto finance servicing, credit reporting, and regulatory statement distribution. Provide regulatory guidance, design and monitor controls, manage remediation and examinations, drive process improvements, and present risk and program performance to senior management while developing staff and partnering with business and legal stakeholders.