Top Tech Jobs & Startup Jobs

The Financial Advisor provides financial planning, manages client relationships, sells investment solutions, and achieves sales goals while ensuring regulatory compliance and customer service excellence.

The Financial Advisor Associate works with prospects and clients to provide tailored financial advice, analyze financial situations, and recommend investment and insurance strategies.

The Financial Advisor Associate analyzes clients' financial situations, provides investment and insurance advice, builds client relationships, and meets financial goals.

The Financial Advisor will provide financial planning guidance, manage client relationships, sell investment solutions, and achieve sales goals while ensuring compliance and client satisfaction.

Lead Compliance Monitoring & Testing for TD Securities US: design and execute annual testing plans, determine scopes and methodologies, prepare workpapers and reports, manage remediation, develop metrics and rules inventory, support Core Compliance projects, and build relationships with stakeholders and regulators while overseeing a team of specialists.

Lead development and coordination of the Compliance Oversight Monitoring & Testing program for TDS US. Evaluate Risk Owner testing/monitoring, ensure coverage and standards, conduct quality assurance, report program effectiveness, communicate deficiencies, support issue management, maintain procedures/templates, work with global stakeholders, and contribute to special projects and Core Compliance initiatives.

Senior business analyst for global FX low-latency e-trading systems. Lead stakeholder solutioning with quants, traders and technologists; deploy market-making, pricing, OMS and risk workflows into production; support active trading operations and production debugging; work in Agile teams to enhance FX electronic pricing and execution capabilities.

The Compliance Quality Assurance Manager oversees compliance testing, ensuring adherence to policies and improving operational performance. This role involves strategic guidance, conducting independent reviews, and leading projects while fostering a culture of compliance.

Lead and execute complex internal audits across the bank, develop audit plans and risk/control matrices, perform L1 reviews and sign-offs, oversee findings remediation and stakeholder communications, provide subject-matter guidance, and coach team members while ensuring regulatory and enterprise framework compliance.

Lead and publish high-quality equity research on energy sector companies, build financial models, provide market and industry insights to clients and sales/trading, develop relationships, and mentor team members while ensuring compliance and risk management.