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Provide commercial customer service and loan documentation/system support as liaison to Relationship Teams. Assist Relationship Managers with loan closings, clear conditions, prepare and organize closing packages, upload and track financial statements, process payments/wires/advances, generate reports, handle complex customer research, mentor junior associates, and support loan reporting and delinquency activities.

The Financial Advisor Associate works with clients to address wealth management needs, analyze financial information, and recommend investment strategies, while building client relationships and meeting assigned goals.

Conducts internal audits according to established plans and standards, including control walkthroughs, testing, issue identification, findings follow-up, and stakeholder communication. Reviews internal controls, identifies weaknesses, prepares reporting and presentations, supports audit initiatives, and recommends operational improvements. The role requires independent task management, regulatory awareness, sound audit knowledge, and collaboration across business units.

Execute end-to-end audits for assigned business areas, perform control testing and data-driven audits using AI/ML and technology tools, communicate findings to stakeholders, support remediation and follow-up, and contribute to audit reporting and process improvements.

Provides technical leadership for enterprise generative AI and agentic AI solutions in financial services. Designs and implements AI-enabled applications using Python, LLMs, RAG, GraphRAG, agentic workflows, Azure OpenAI, Azure AI Search, and related frameworks. Guides architecture, governance, cybersecurity, prompt engineering, model fine-tuning, and delivery of complex, high-impact technology initiatives while advising senior leaders and engineering teams.

Lead and execute audits end-to-end for assigned business areas, leveraging data-driven techniques and emerging technologies. Plan audits, supervise staff, manage budgets and timelines, communicate findings to management, and coach team members. Ensure compliance with audit standards, banking regulations, and follow-up on remediation. Support special projects and contribute to continuous improvement of audit processes.

Lead and execute internal audit engagements, perform control testing and reporting, and serve as the primary Learning Administrator for audit training. Manage course scheduling, enrollments, attendance tracking, CPE recording, learning records, and provide instructional design and facilitation support. Partner with stakeholders and maintain confidential information.

Provides financial planning guidance, investment recommendations, and wealth management solutions to TD Wealth clients. Manages client relationships, conducts financial needs analyses and annual reviews, supports onboarding, generates referrals, meets sales goals, and ensures regulatory compliance. Partners with retail, small business, and wealth teams while developing client relationships and expanding wallet share. The role requires investment sales experience, securities and insurance licensing, strong communication, and frequent travel throughout the assigned market.

Manages large and complex commercial banking portfolios, acquiring and retaining customers while growing loans, deposits, and fee revenue. Develops customized financing, cash management, and banking solutions; evaluates credit risk; structures and negotiates lending terms; and supports credit decisions. Builds referral networks, leads relationship management, provides trusted financial advice, monitors regulatory and operational risk, and develops business strategies. Mentors colleagues and collaborates with internal and external stakeholders.

Leads information security and technology controls teams overseeing IAM domain governance, cybersecurity risk management, control frameworks, policies, inventories, testing, audit and regulatory exam support. Provides strategic direction, issue remediation leadership, executive communication, and cross-functional alignment while managing complex programs and minimizing technology risk across the bank.