Top Tech Jobs & Startup Jobs

The Financial Advisor Trainee develops skills in client servicing, investment management, and sales through training and mentorship, aiming to build a book of business.

The Financial Planning Consultant develops customer relationships, identifies potential clients, delivers tailored financial products, and leads a support team to achieve customer service excellence while ensuring compliance with policies.

The Senior Advisor, Compliance Executive Reporting & Strategy supports executive reporting and strategy in Compliance, develops reports, collaborates with teams, and manages Compliance updates and presentations.

Manage SEC filings, conduct accounting research, supervise staff, coordinate audits, and ensure compliance with GAAP and SEC regulations.

Assist in developing investment recommendations and performing quantitative analysis. Support Financial Advisors with research, reports, and financial models. Engage in client interactions to identify goals and develop investment strategies.

Financial Advisor Trainee supports client development and financial advisory tasks through training and mentorship, aiming to build a successful financial practice.

Lead the development of the Relationship Management Center application, design full stack solutions using Java and Angular, and mentor junior developers.

The Vice President of Operations leads the Transition Management team, overseeing onboarding processes for new financial advisors, ensuring compliance, and enhancing service delivery through strategic planning and project management.

The role involves supporting administrative tasks, managing documentation, organizing events, and providing operational support while ensuring efficiency and compliance.

The role involves training to become a Financial Advisor, managing client relationships, recommending investment products, and completing mandatory industry licenses.