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Reposted 8 Days AgoSaved
In-Office
Dallas, TX, USA
Senior level
Senior level
Fintech • Financial Services
The VP, WM Investigations Attorney will manage internal and regulatory investigations for Morgan Stanley's Wealth Management business, handle misconduct cases, and interface with various departments and regulators.
Reposted 8 Days AgoSaved
In-Office
New York, NY, USA
155K-215K Annually
Senior level
155K-215K Annually
Senior level
Fintech • Financial Services
Lead development and maintenance of an e-trading rates derivatives platform. Design architecture, implement business logic and services, own features from requirements through rollout, fix bugs, build QA automation and frameworks, partner with business leaders, and recommend tools and processes to optimize engineering delivery.
Top Skills: AmpBloombergClaudeJavaJdk 21+PythonScalaTradeweb
Reposted 8 Days AgoSaved
In-Office
Dallas, TX, USA
Senior level
Senior level
Fintech • Financial Services
The Senior WM Investigations Attorney will handle internal and regulatory investigations for wealth management, manage investigations independently, and supervise team members while collaborating with various departments and outside counsel.
Reposted 8 Days AgoSaved
In-Office
Paris, Île-de-France, FRA
Mid level
Mid level
Fintech • Financial Services
Provide high-level administrative support to IBD bankers covering France: manage diaries, calls, emails and gatekeeping; coordinate travel, visas and expenses (Concur); arrange meetings, events and venues; maintain CRM and firm systems; provide buddy-team absence cover and ad hoc administrative projects while maintaining confidentiality and professionalism.
Top Skills: ConcurCRMExcelOnline Booking ToolsOutlookPowerPointWord
Reposted 8 Days AgoSaved
In-Office
Dallas, TX, USA
95K-155K Annually
Senior level
95K-155K Annually
Senior level
Fintech • Financial Services
Lead second-line oversight of Data Quality controls: build and run a control monitoring program, manage annual oversight planning, perform design and operating effectiveness assessments, enforce sampling and evidence standards in the firm GRC tool, provide MI and challenge first-line owners, and lead a small team to drive remediation and reporting to senior management.
Top Skills: Grc Tool
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Reposted 8 Days AgoSaved
In-Office
2 Locations
95K-185K Annually
Senior level
95K-185K Annually
Senior level
Fintech • Financial Services
The role includes advising on AI compliance, assessing regulatory risks, establishing governance, and collaborating with various teams on AI initiatives in Wealth Management.
Top Skills: Artificial IntelligenceCompliance MonitoringData AnalyticsGenerative AiMachine Learning
Reposted 8 Days AgoSaved
In-Office
Harrison, NY, USA
85K-140K Annually
Senior level
85K-140K Annually
Senior level
Fintech • Financial Services
The Product Owner will manage the digital roadmap for E*TRADE's trading and research offerings, focusing on markets and cryptocurrencies, while collaborating across teams and stakeholders.
Top Skills: AgileAsanaConfluenceExcelJIRAMS OfficePowerPoint
Reposted 8 Days AgoSaved
In-Office
London, England, GBR
Senior level
Senior level
Fintech • Financial Services
Provide legal coverage for real estate and infrastructure transactions, including M&A, takeovers, restructurings, financings, and joint ventures. Advise investment and transaction teams on fund governance, regulatory matters, financing, tax structuring, financial crime, contracts, distribution, investor onboarding, and fund operations. Support private-market product launches and assess legal and regulatory developments affecting the investment management platform.
Reposted 8 Days AgoSaved
In-Office
4 Locations
Mid level
Mid level
Fintech • Financial Services
Provides mortgage expertise throughout the home loan origination cycle, supporting financial advisors, private bankers, and affluent clients. Responsibilities include selecting mortgage products, assessing financial qualifications, managing referrals and pipelines, completing compliant applications, obtaining underwriting documents, coordinating loan transfers, handling escalations, and meeting loan production goals. The role requires strong knowledge of jumbo mortgages, complex income and assets, consumer lending regulations, client relationship management, and mortgage origination.
Top Skills: ExcelMicrosoft OutlookMicrosoft PowerpointMicrosoft WordNationwide Mortgage Licensing System And Registry (Nmls)RespaTrid
Reposted 8 Days AgoSaved
Hybrid
London, England, GBR
Expert/Leader
Expert/Leader
Fintech • Financial Services
Leads the firm’s operational resilience strategy and Resilience 3.0 transformation. The role drives regulatory compliance, business-unit accountability, cultural change, operating-model improvement, and collaboration across risk, technology, and business teams. It also requires hands-on people leadership, capability development, continuous improvement, and thought leadership in operational resilience, business continuity, disaster recovery, and risk management within a regulated financial-services environment.
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