Data Governance Control Oversight Manager

Reposted 2 Days Ago
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Dallas, TX, USA
In-Office
95K-155K Annually
Senior level
Fintech • Financial Services
The Role
Lead second-line oversight of Data Quality controls: build and run a control monitoring program, manage annual oversight planning, perform design and operating effectiveness assessments, enforce sampling and evidence standards in the firm GRC tool, provide MI and challenge first-line owners, and lead a small team to drive remediation and reporting to senior management.
Summary Generated by Built In

We're seeking someone to join our team as a Data Governance Control Oversight Manager in the Data Governance & AI Non-Financial Risk team to provide independent 2LoD oversight and credible challenge of Data Quality controls. The role covers both continuous, oversight of control health and results, as well as point in time assessments of control design and operating effectiveness.
In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Director level position within the Data Controls & Metrics team which is a multidisciplinary team that aims to reduce the Firm's exposure to data risk, currently focusing on Data Quality. We are part of the Chief Data Governance Office and we operate as a global team providing credible challenge to all the Firm's divisions and jurisdictions.
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you'll do in the role:

  • Build and implement a Data Quality Control Monitoring program and broader control oversight capability, defining the framework, methodology, standards, control coverage, thresholds, and operating model aligned to internal oversight procedures and Data Quality Policy requirements.
  • Develop and manage a risk prioritized annual oversight plan, ensuring appropriate coverage of key Data Quality controls and alignment to regulatory and internal risk priorities.
  • Oversee the end to end assessment lifecycle, including planning, fieldwork, evaluation of control design and operating effectiveness, and final reporting.
  • Define and enforce sampling, documentation, and evidence standards, ensuring consistency, auditability, and traceability within the firm's GRC tool.
  • Provide independent oversight and credible challenge to first-line control owners, including leading issue identification, escalation, and closure verification.
  • Deliver management information (MI) reporting to senior management, including progress against plan, results, thematic insights, and key risk indicators.
  • Engage senior stakeholders and lead a team of two professionals, driving adoption of oversight practices and ensuring high-quality execution.

What you'll bring to the role:

  • Bachelor's degree minimum; advanced degree or relevant professional certification (e.g., CIA, CISA, CRCM, CDMP) preferred.
  • Minimum 5 years' experience in data governance, data quality, data/information risk, internal audit, or second line control oversight, with a strong preference for the financial services industry.
  • Demonstrable experience designing and operating a formal control oversight or audit program, including annual planning, sampling methodology, workpaper standards, Quality Control review, and final written reporting.
  • Strong working knowledge of the data lifecycle and Data Quality disciplines - control design, monitoring, prioritization, metrics, metadata, and control inventories.
  • Familiarity with financial industry regulatory expectations and supervisory engagement relevant to data governance and Data Quality controls would be a plus.

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years.  Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices​ into your browser.

Expected base pay rates for the role will be between $95,000 and $155,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background.  Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.

For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.

Skills Required

  • Bachelor's degree minimum
  • Advanced degree or relevant professional certification (e.g., CIA, CISA, CRCM, CDMP)
  • Minimum 5 years' experience in data governance, data quality, data/information risk, internal audit, or second-line control oversight
  • Demonstrable experience designing and operating a formal control oversight or audit program, including planning, sampling methodology, workpaper standards, QC review, and final reporting
  • Strong working knowledge of the data lifecycle and Data Quality disciplines (control design, monitoring, prioritization, metrics, metadata, control inventories)
  • Experience defining and enforcing sampling, documentation, and evidence standards within a GRC tool
  • Familiarity with financial industry regulatory expectations and supervisory engagement relevant to data governance and Data Quality controls

Morgan Stanley Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about Morgan Stanley and has not been reviewed or approved by Morgan Stanley.

  • Parental & Family Support Family support is extensive, with paid parental leave for all parents, adoption and fertility assistance, backup childcare, and eldercare resources. Feedback suggests these programs meaningfully enhance the overall package and help with retention.
  • Healthcare Strength Health coverage spans medical, dental, vision, mental‑health access, care navigation, and expert second opinions. Convenient primary care access and condition‑specific support reinforce the depth of healthcare coverage.
  • Equity Value & Accessibility Equity compensation and stock ownership are positioned as core motivators that encourage commitment and retention. Feedback suggests education and support are provided to help participants manage equity and related financial benefits.

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The Company
HQ: New York, NY
87,899 Employees

What We Do

Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals. For over 85 years, the firm’s reputation for using innovative thinking to solve complex problems has been well earned and rarely matched. A consistent industry leader throughout decades of dramatic change in modern finance, Morgan Stanley will continue to break new ground in advising, serving and providing new opportunities for its clients. Morgan Stanley is committed to maintaining the first-class service and high standard of excellence that have always defined the firm. At its foundation are five core values — putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back — that guide its more than 60,000 employees in 1,200 offices across 41 countries.

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