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The Controllership Associate is responsible for performing accounting, reconciliation, and reporting functions related to intercompany transactions, fixed assets, software capitalization, fee billing, and real estate accounting. This role also involves generating reports, maintaining control trackers, and ensuring timely completion of deliverables while supporting continuous improvement initiatives and communication with business partners.

As an Operations Leader, you will manage operational processes to support business objectives and assist advisors in servicing clients. Your role includes managing resources for business results, preparing financial plans, analyzing reports, and leading a team while ensuring compliance. You'll drive performance through training and mentoring staff for optimal development.

The Senior Compliance Analyst will conduct FINRA required inspections, analyze data for potential risks, collaborate with leadership and teams, and educate members on compliance regulations. The role emphasizes communication, analytical skills, and the ability to formulate solutions to compliance-related issues.

The Business Analyst will support the supervision of client-facing documents and investment products, ensuring compliance with regulatory requirements and maintaining service levels. Responsibilities include 1st level analysis, data aggregation, reporting, and documentation maintenance while managing priorities and identifying efficiencies through innovation.

The Systems Analyst will bridge the gap between business strategy and execution by analyzing and testing software applications. Responsibilities include creating test cases, managing defect tracking, collaborating with stakeholders, and providing support during production issues. The role requires strong analytical and communication skills along with expertise in Agile environments and software quality assurance.

The Technology Operations Analyst will manage SQL Server databases, ensure performance, conduct troubleshooting, and oversee automation of various database responsibilities including security, backups, and operational efficiency. They will also be involved in database design, upgrades, and improving overall database performance.

The Compliance Lead will oversee the EMEA Trade Surveillance monitoring program to ensure compliance with market regulations. Responsibilities include updating procedures, recording management information, addressing areas for process improvement, and fostering collaboration within teams. The role requires strong analytical skills, attention to detail, and the ability to work independently, focusing on personal development and training.