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The Client Due Diligence Specialist performs due diligence reviews, identifies risks, provides training, collaborates with stakeholders, and supports audits and regulatory reporting, focusing on high-risk clients.

Ensure group-wide adherence to financial regulations by monitoring regulatory changes (MiFID II, AML, GDPR, CRD), implementing compliance policies and controls, conducting risk assessments, advising business units, delivering training, preparing regulatory reports, liaising with auditors and regulators, and supporting compliance projects across international entities.

Validate releases across Avaloq, integration systems and APIs by creating and executing test plans, managing test cases and environments, coordinating UAT (including SWIFT messaging), improving automation and test data, and collaborating with business SMEs and platform teams to ensure production-ready quality.

Support Investment Advisers by managing client onboarding, account openings and portfolio administration; coordinate transfers, settlements and international trading; prepare meeting materials and proposals; maintain client records in Avaloq; liaise with clients and providers; monitor reviews and compliance; assist with client events.