The Regulatory Compliance Specialist will be responsible for ensuring LGT Gruppe Holding AG adheres to all relevant financial regulations and internal policies and coordination of groupwide regulatory topics with our international entities. This role involves monitoring regulatory changes, implementing compliance frameworks, and providing expert advice to various business units.
Your Responsibilities
- Monitor and analyze new and evolving regulatory requirements (e.g., MiFID II, AML, GDPR, CRD) relevant to LGT Gruppe Holding AG's global operations
- Develop, implement, and maintain internal compliance policies, procedures, and controls
- Coordination of groupwide regulatory topics with our international entities
- Technical support for specific compliance programmes implemented across the group
- Conduct regular compliance risk assessments and identify potential areas of non-compliance
- Provide advice and guidance to business units on regulatory matters and their impact on operations
- Prepare and deliver compliance training sessions to employees at all levels
- Assist in the preparation and submission of regulatory reports and disclosures
- Liaise with internal and external auditors, as well as regulatory bodies
- Participate in projects aimed at enhancing the compliance framework and systems
- Bachelor's degree in Law, Finance, Business Administration, or a related field. A Master's degree or relevant professional certification is a plus
- Minimum of 3-5 years of experience in a regulatory compliance role within the financial services industry
- Knowledge of relevant financial regulations (e.g., MiFID II, AML, GDPR, CRD) and international compliance standards
- Strong analytical skills with the ability to interpret complex regulatory texts and translate them into practical business solutions
- Excellent communication and interpersonal skills, with the ability to effectively communicate complex compliance concepts to diverse audiences
- Proven ability to work independently and as part of a team, managing multiple priorities in a fast-paced environment
- Fluent in German and English (written and spoken) is essential. Additional languages are an advantage
- Proficiency in Microsoft Office Suite
We offer you exciting and long-term development opportunities, as well as a challenging and dynamic environment that opens up both personal and professional prospects.
LGT also stands for attractive working conditions and social benefits, as well as a unique corporate culture.
Please note that we cannot consider applications via recruitment agencies for this position.
Contact InformationWe are looking forward to receiving your online application.
For any further information please do not hesitate to contact us.
LGT Gruppe Holding AGHuman Resources
Corina HohlSkills Required
- Bachelor's degree in Law, Finance, Business Administration, or related field
- Master's degree or relevant professional certification
- Minimum of 3-5 years of experience in a regulatory compliance role within the financial services industry
- Knowledge of financial regulations (MiFID II, AML, GDPR, CRD) and international compliance standards
- Strong analytical skills to interpret complex regulatory texts and translate into business solutions
- Excellent communication and interpersonal skills
- Proven ability to work independently and as part of a team, managing multiple priorities
- Fluent in German and English (written and spoken)
- Proficiency in Microsoft Office Suite
What We Do
Forward-looking for generations LGT is an international private bank owned by the Princely Family of Liechtenstein with 23 locations in Europe, Asia, Australia, and the Middle East. Our solid capitalization, long-term thinking, and strategic focus underpin our strong values. These are rooted in 900 years tradition and entrepreneurial thinking. Digitization represents a key pillar of how we continually innovate to find better ways of doing things - today and for the future. Sustainable and social: Sustainability is a pillar of LGT's strategy. Thinking, managing, and investing sustainably are integral parts of our DNA. LGT has committed to reducing the net CO2 emissions from its operations and its investments to zero by 2030. The Princely Family’s view is that wealth itself isn't a purpose, but that it comes with a sense of responsibility. Being wealthy means embracing and acting on that responsibility, as well as passing these values on to the next generation. LGT as an employer: LGT is a vibrant, growing international company and employer. We are certified as a Great Place to Work by the international consulting and research institute of the same name. Whether you have a wealth of experience or are embarking on your first professional steps, LGT careers offer an empowering environment to realize your ambitions. Take your next career step at one of our 23 international locations: www.lgt.com/global-en/career/jobs Publishing information: www.lgt.com/global-en/publishing-information
