Top Tech Jobs & Startup Jobs

Supports registered representatives with client service, paperwork, scheduling, presentations, events, compliance documentation, data maintenance, and follow-up processes. Communicates with clients by phone, virtually, and in person while maintaining accurate records across advisor platforms. The role requires strong organization, communication, deadline management, and Microsoft Office proficiency. Licensing is not required.

Supports financial advisors by managing client paperwork, transactions, records, appointments, communications, outreach, and service requests. Prepares meeting materials, assists with client events, educates clients on account services and technology, coordinates with internal departments, and supports advisor business-plan processes while maintaining compliance and confidentiality.

Supports the RIA Blueprint advisory platform by recommending, implementing, and configuring technology solutions for registered investment advisory firms. The role owns advisor requirements, platform enhancements, user acceptance testing, portfolio workflows, performance reporting, training, documentation, and onboarding. It also provides technology consulting to advisory firm principals, supports mergers and acquisitions, and represents advisor needs to internal product, operations, sales, development, and compliance teams.

Serves as the lead financial planner for high-net-worth clients and prospects. Reviews financial situations, enters and analyzes client data, identifies planning opportunities, develops recommendations, and manages implementation. Coordinates with financial advisors, CPAs, clients, and internal teams to create deliverables covering net worth, cash flow, Social Security, and income tax planning. Supports client relationship development and leads planning-related meetings and projects.

Supports financial advisors by preparing client paperwork, processing transactions, maintaining records, scheduling appointments, coordinating client communications, and managing service requests. The role handles proactive client outreach, account-service education, compliance documentation, events, advisor business-plan follow-up, and coordination with internal departments. It requires strong organization, communication, time management, customer service, discretion, and proficiency with Microsoft Office and related client-management systems.

Leads employee engagement and inclusion programs, including ERGs, site culture initiatives, employee events, recognition, volunteer activities, internship engagement, and onboarding. Partners with HR, communications, leaders, universities, and employee volunteers to increase participation and belonging. Tracks feedback and engagement data, manages budgets, vendors, calendars, governance, and reporting, and recommends improvements to employee experience programs.

Lead and manage a team of OSJ Supervision Specialists to oversee supervisory functions (OBAs, PSTs, correspondence, licensing, complaints, reviews, investigations). Drive supervision initiatives, manage projects, partner with senior leaders, and support risk management, compliance, and process improvements.

Supports registered representatives by serving clients, preparing meeting materials and paperwork, entering client-directed trades without making recommendations, coordinating reviews and events, managing follow-up tasks, and addressing service inquiries. Maintains compliance documentation and client records in AdviceWorks, SmartWorks, and Redtail while conducting proactive outreach. The role also supports advisor business planning, client communications, technology adoption, and timely service delivery.

Aggregates enterprise data, develops advanced analytics and financial models, and delivers strategic insights to Growth leaders. Builds Snowflake semantic models, Cortex-based agentic analytics, Claude and Copilot Studio workflows, data mesh products, dashboards, and automated reporting. Uses Excel, Tableau, Streamlit, Salesforce, Alteryx, and AI orchestration to support forecasting, advisor profiling, growth initiatives, operational efficiency, and executive decision-making.

Conduct qualitative and quantitative research on markets, asset classes, and investment strategies. Build financial models, dashboards, and analytical tools using Python or R; automate data workflows; backtest strategies; and evaluate risk and returns. Partner with portfolio managers to generate actionable investment insights, communicate findings to stakeholders and clients, and stay current on financial markets, investment products, data science, and finance technologies.