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Participate in the Advisor Mastery Program to learn financial advising through training and mentorship. Develop a book of business, meet production and AUM targets, prospect and service clients, recommend suitable investment products, complete mandatory licensing and program training, maintain account records, and collaborate with internal resources to support client objectives and compliance.

Process and approve client account transfers, verify legal documentation, research and resolve transfer issues, perform data entry and recordkeeping, provide basic client support and escalate complex inquiries, follow regulatory and internal procedures, and participate in training to maintain procedural and technical skills.

Lead enterprise strategy for sourcing, onboarding, developing, and retaining financial advisors. Build integrated frameworks for teaming, coaching, practice readiness, and career pathways. Define competency models, readiness assessments, and success metrics; integrate AI, analytics, and digital learning to improve advisor productivity, retention, and time-to-productivity.

The role involves analyzing IT processes, identifying inefficiencies, implementing Lean Six Sigma methods, and determining opportunities for automation and process improvements within IT Operations.

The Operations Manager is responsible for overseeing account services, reconciliations, risk management, process improvements, and team performance within a financial service environment.

Lead architecture, delivery, and modernization of the firm's trading microservices platform. Drive service decomposition, API and event-driven designs, ensure low-latency/high-throughput performance, resiliency, observability, and regulatory compliance. Own roadmaps, delivery execution, cross-functional coordination, and mentor engineering and architecture teams to maintain production stability and continuous improvement.

Partner with a Senior Consultant to support administration of defined contribution retirement plans: perform compliance testing, prepare Form 5500 and reports, manage day-to-day recordkeeping, maintain client relationships, research issues, and build consulting expertise through training and development.

Monitor and optimize infrastructure from a centralized command center, elicit and document user and system requirements, analyze current systems and gaps, collaborate with developers to design and validate changes, and produce accurate operational reports and process documentation to support stable, reliable service delivery.

Manage financial and regulatory reporting, capital and liquidity planning, stress testing, forecasting, and budgeting. Ensure FFIEC and regulatory compliance, lead capital planning committee, implement process improvements, and collaborate with risk, finance, IT, and business units.

Supervise a call-center style investment operations team delivering client service, training and staffing oversight, trade execution and transaction processing, account management for varied account types, escalation resolution, process documentation, and coordination with home office departments to mitigate risk and report team performance.