Top Tech Jobs & Startup Jobs

The Compliance Assurance Manager plays a vital role in overseeing compliance monitoring and testing activities, handling privacy queries, and supporting ongoing audits and reviews. Responsibilities also include designing regulatory compliance frameworks, evaluating controls, documenting test results, and implementing policies.

The Compliance Assurance Manager plays a vital role in the Compliance Department by assisting in leading activities to support ongoing monitoring and testing of the Compliance Program. Responsibilities include designing a regulatory compliance monitoring framework, evaluating controls, documenting test results, and supporting audits and reviews. Requires 6+ years of experience in risk, compliance, or internal audit, as well as certifications in Compliance, Privacy, and AML. Strong communication, project management, and data analysis skills are essential.

The Financial Operations Specialist will manage client funds, assist with order processing, reconcile accounts, and support month-end close activities. This role involves collaboration with various departments and responding to client inquiries, ensuring accuracy in financial operations and documentation.