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Oversee client lifecycle risk and control processes for a regulated investment banking environment. Coordinate onboarding, account maintenance, periodic reviews, incident management, control remediation, audits, and regulatory reviews. Partner with Operations, Risk, Compliance, Technology, and Audit teams to monitor issues, maintain governance evidence, produce management reporting, and improve processes through automation and control enhancements.

Oversee end-to-end regulatory reporting, investigate exceptions and reconciliation breaks, coordinate remediation, and support regulatory submissions. Lead Report Hub integration, onboarding, testing, and transition to BAU operations. Partner with stakeholders, technology teams, vendors, and trade repositories; coordinate regulatory changes and platform upgrades. Perform data-quality controls, produce KPI and governance reporting, maintain audit-ready documentation, and support regulatory reviews. Provide expertise across SEC SBS, EMIR, SFTR, CFTC, MiFID II, OTC derivatives, and securities financing transactions.

Lead process assessments, design target operating models, document processes and controls, and drive process improvement and control enhancements for investment banking operations. Manage stakeholders across Operations, Change, and Business teams to embed sustainable changes and improve margin/payment accuracy.

Draft, review and confirm OTC equity derivative confirmations; resolve trade confirmation language and economic breaks with counterparties; draft ad-hoc confirmations with Legal; create templates; support risk mitigation, client onboarding and post-trade lifecycle tasks; deliver projects to improve efficiency and controls.