Top Tech Jobs & Startup Jobs

Supports the life insurance pre-sale process by providing product information, case design, illustrations, communications, and guidance on new business and underwriting processes. Partners with Sales and Distribution teams to support producers, customers, strategic initiatives, and sales goals. The role requires strong customer service, phone communication, problem-solving, and sales skills, along with obtaining required FINRA and state insurance licenses within specified timeframes.

Executes risk-based second-line compliance testing, evaluates control design and operating effectiveness, documents evidence and findings in a GRC platform, analyzes exceptions and emerging risks, and supports remediation with audit, risk, compliance, and business partners. The role requires testing financial-services controls against internal policies and regulatory requirements, including walkthroughs, sample selection, and detailed reporting.

Support administration, accounting, reporting, and operations for private market investments. Process transactions, reconcile accounts, prepare financial reports, manage cash and NAV oversight, ensure controls and compliance, collaborate with stakeholders, and participate in automation and improvement projects.

Lead the global capital formation legal team for private markets, overseeing fund structuring, document drafting and negotiation, investor negotiations, regulatory compliance (including Form ADV), and cross-functional collaboration. Advise on product development, manage external counsel, build the team, and drive process improvements for global fund launches and fundraising.

Monitors mutual fund investment compliance, reviews Charles River alerts, researches breaches, tests tax and regulatory requirements, and documents compliance activities. Supports prospectus and SAI guideline reviews, sub-adviser and service provider oversight, SEC and IRS compliance testing, regulatory filings, Board reporting, due diligence, and compliance projects. Communicates compliance guidance to sub-advisers and collaborates with internal partners under senior team supervision.

Leads global compliance programs for private markets investment management, timberland, agriculture, and infrastructure businesses. Oversees SEC Rule 206(4)-7 compliance, policies, testing, regulatory examinations, filings, conflicts, governance, licensing, operational and property-management compliance, training, investigations, and regulatory change management across multiple jurisdictions. Serves as Chief Compliance Officer for investment adviser entities and partners with executives, boards, legal, investment, operations, and regulatory stakeholders.

Leads complex technology programs across the life and annuity insurance value chain. Oversees initiatives through the full SDLC, coordinating planning, development, testing, implementation, stabilization, budgets, schedules, risks, regulatory requirements, and business readiness. Partners with business, product, and technology leaders to deliver policy administration, producer, policyholder, and operations capabilities. Manages effective-date-driven product changes, cross-functional alignment, technical risks, stakeholder communications, and complex releases without direct management authority.

The Senior Accountant manages financial close activities, journal entries, reconciliations, analyses, and accounting controls across LTC and annuity operations. Responsibilities include IFRS 17, OSFI, and NAIC reporting, audited financial statements, SOX/MAR documentation, income statement testing, balance sheet account ownership, process improvements, and supporting automated accounting systems. The role also develops process documentation and training materials while coordinating audit requests and regulatory reporting.

Leads Client Service Representatives and Quality Assurance professionals supporting brokerage and advisory clients. Responsibilities include coaching teams, establishing performance standards, monitoring service quality, overseeing regulatory and supervisory compliance, managing escalations, improving workflows, supporting new initiatives, and reporting performance and risks to senior leadership. Requires FINRA licensing, brokerage or advisory client experience, regulatory knowledge, and leadership capability.

Supports internal business consultants and sales leaders serving financial advisors across the U.S. and Canada. Responsibilities include relationship management, competitor and investment product research, portfolio insights, reporting, sales desk efficiency initiatives, competitive intelligence, inbound sales inquiries, continuing education reporting, and event support. The role provides structured training toward SIE, Series 7, and Series 66 licenses and offers a pathway to an Inside Wholesaler sales position.