Top Tech Jobs & Startup Jobs

Analyzes transaction and account data to identify compliance risks, unusual activity, suitability concerns, and policy exceptions. Investigates alerts, conducts statistical analysis, supports regulatory inquiries, maintains compliance records, and improves surveillance workflows through automation. Administers and tests risk technology platforms, documents business requirements, updates policies, and collaborates with technology and business teams on compliance initiatives.

Supports financial advisors by administering, marketing, and growing client relationships. Provides responsive telephone and written client service, coordinates with home-office departments, assists with productivity campaigns, uses firm technology to address inquiries, and performs operational tasks. Requires strong communication, organization, attention to detail, teamwork, ethical standards, and the ability to work in a deadline-oriented environment.

Leads Janney’s expansion across West Coast or Southwest markets by establishing new offices, recruiting and developing financial advisors and branch leaders, driving advisor productivity and organic growth, and building an entrepreneurial culture. The role manages regional strategy, budgeting, resources, performance, profitability, risk management, and regulatory oversight while partnering with executive and corporate teams. Regular travel throughout the assigned region is required.

Leads enterprise data engineering and platform operations, defining architecture roadmaps, engineering standards, cloud modernization, DevOps, production support, and reliability practices. Oversees data pipelines, integrations, analytical environments, monitoring, incident management, capacity planning, and strategic technology partners. Builds and develops high-performing teams while enabling secure, scalable data capabilities for reporting, analytics, workflows, and AI.

Works with Financial Advisor teams to develop financial plans, provide investment analysis and advice, execute investment strategies, and manage client relationships. Identifies investment, lending, retirement, estate planning, and education funding needs; coordinates solutions; supports client meetings; ensures regulatory compliance; and helps strengthen existing and new relationships.

Oversee client activities across a branch complex, reviewing account forms, correspondence, sales transactions, blotters, and exception reports. Coordinate compliance, legal, operational matters, audits, and corrective actions with internal departments. Maintain knowledge of financial products, systems, policies, and regulations; conduct staff training; and support Financial Advisor screening and onboarding.

Supports settlement operations for financial services branches by researching data, performing reconciliations, resolving issues with internal and external contacts, and maintaining procedures. The role also supports process improvements, system enhancements, and small projects while providing accurate and timely service to financial professionals. Requires strong attention to detail, communication, organization, and proficiency with Microsoft Office; SQL or RPA experience is preferred.

Leads the enterprise Data Solutions and Enablement function, defining data and analytics strategy, overseeing reporting and business intelligence capabilities, and translating business priorities into scalable solutions. Builds executive partnerships, establishes prioritization and governance standards, drives analytics adoption and measurable value, and leads high-performing data, analytics, architecture, and enablement teams across the organization.

Leads the Enterprise Data portfolio by coordinating strategic initiatives, governance, planning, budgets, resources, risks, dependencies, executive reporting, communications, and change management. Establishes PMO standards, supports investment decisions, facilitates leadership reviews, and advises Data Leadership on portfolio health and delivery performance across Business and Technology teams.

Supports Financial Advisors by administering and growing client relationships, delivering responsive customer service, coordinating with home-office departments, preparing correspondence, and implementing productivity campaigns. The role also handles operational responsibilities, uses firm technology to respond to inquiries, identifies potential issues, and supports branch performance. A high school diploma is required; prior office experience and financial licensing are preferred, with licensing obtainable within twelve months.