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Support the Trust Company's Compliance Officer and Operations team by performing routine risk and operations testing, coordinating audits, maintaining compliance logs, handling operations reporting, supporting online client access, coordinating corporate actions, and assisting on special projects.

Provide comprehensive administrative support to a public finance banking team: manage calendars and large meetings, handle confidential communications, plan events, assist marketing and research, prepare presentation documents, coordinate expenses and invoices, and ensure compliance with FINRA/SEC/MSRB. In-office role with occasional overtime.

The Azure Cloud Engineer will design, deploy, and maintain secure Azure environments using IaC, manage CI/CD pipelines, and ensure cloud security and compliance while collaborating with cross-functional teams.

Conduct onsite and virtual compliance examinations of wealth management branch offices, collect and analyze data, evaluate adherence to Firm policies and regulations, draft inspection communications, escalate issues, assist with investigations and restricted trade reviews, maintain records, recommend process improvements, and support branch compliance as an ongoing contact.

The Director of Transitions leads D.A. Davidson’s advisor transition strategy, ensuring compliance and enhancing client experiences through process improvements and collaboration across departments.

Provide legal advice for capital markets businesses, focusing on fixed income products, and ensure compliance with regulatory matters. Manage documentation, litigation, and strategic initiatives.

Develop AI capabilities using Microsoft tools, integrate AI solutions within enterprise systems, ensure compliance and security, and collaborate with team members for continuous improvement.

Provide administrative support to the Fixed Income Sales team, manage institutional account onboarding and documentation, resolve trade discrepancies, liaise with Trading, Compliance, and Operations, and assist Trading and Underwriting desks with ad-hoc requests and account inquiries.

Support Operations and Wealth Management with operational reporting, data compilation/validation, standard queries, vendor coordination, client mailings/e-delivery, process documentation, and basic user guidance for reporting and AI tools.

As a Client Associate, you will support Financial Professionals by managing client requests, processing account documents, providing detailed client service, and assisting with financial plans and communications.