Top Tech Jobs & Startup Jobs

Support Financial Advisors by conducting company and industry research, building and maintaining financial models, preparing reports and presentations, analyzing portfolio holdings and asset allocation, generating performance and peer‑comparison reports, and assisting in client meetings and customized investment strategy development.

Perform in-depth Enhanced Due Diligence reviews of high-risk clients, analyze ownership, source-of-funds, transactions, and negative media; document findings, ensure regulatory compliance (BSA, PATRIOT Act, OFAC), mentor peers, escalate risks, and support program improvements.

Manage and supervise a team of AML analysts focused on enhanced due diligence. Oversee investigations, develop metrics and reports, provide training and mentoring, escalate AML and reputational risks, ensure compliance with USA PATRIOT Act and related regulations, respond to regulatory inquiries, and maintain AML policy and best-practice knowledge.

Build and maintain production-quality Python code for portfolio construction, optimization, and statistical analysis. Automate investment workflows, validate models, and create interactive visualizations to support investment decision-making and reporting.

Handle new client onboarding and existing account maintenance, troubleshoot documentation mismatches, provide operational support to advisors and clients via phone/email, collaborate with Trade Operations and Business Development to ensure efficient account setup, and perform miscellaneous operational duties to improve client experience.

Analyze client portfolios, prepare risk analyses and financial reports, monitor performance, develop ROI-focused strategies, research market trends, support due diligence/RFPs, ensure regulatory compliance, and communicate investment insights to advisors, clients, and the sales team.

Participate in the Advisor Mastery Program to learn financial advising through training and mentorship. Develop a book of business, meet production and AUM targets, prospect and service clients, recommend suitable investment products, complete mandatory licensing and program training, maintain account records, and collaborate with internal resources to support client objectives and compliance.

Designs and implements integrations between business applications and data warehouse using Confluent/Apache Kafka. Manages Kafka Connect on Linux, Schema Registry, Terraform IaC on AWS, and observability tooling. Develops code in Java/Python, applies SRE practices, and supports AWS services. Requires ~10 years' engineering experience; hybrid role with limited travel.

Process and approve client account transfers, verify legal documentation, research and resolve transfer issues, perform data entry and recordkeeping, provide basic client support and escalate complex inquiries, follow regulatory and internal procedures, and participate in training to maintain procedural and technical skills.

Supports execution of branch/complex strategic plans to control expenses, drive revenue, and improve productivity. Coordinates client/prospect experience, branch-home office workflow, recruiting/onboarding of advisors, and special events. Researches and resolves client account issues, maintains practice management tools and prospect databases, and partners with internal teams to generate business.