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Conduct regulatory reviews and analyses of OTC equity submissions to identify potential violations of federal securities laws and FINRA rules. Review financial statements and corporate filings, document case activities, maintain case management records, communicate findings to management, and support development of analytics tools and process improvements to protect market integrity.

The Engineering Manager leads a team to design and implement data pipelines for a generative AI platform, focusing on technical leadership, project management, and team development.

The Associate Principal Analyst reviews advertising communications for compliance with regulations, mentors staff, and conducts complex reviews of materials while responding to inquiries.

Design, build, and improve software products across the SDLC. Independently solve broad technical problems, define technical solutions, optimize performance, implement DevOps/CI/CD and test automation, ensure software security, and collaborate across teams to deliver high-quality features on schedule.