Top Tech Jobs & Startup Jobs

The Associate Principal Research Analyst conducts research and data analysis to inform financial education, manages projects, ensures quality, and collaborates with stakeholders.

The Lead GenAI Backend Platform Software Engineer develops scalable software solutions, leads architectural design, ensures product quality, and mentors team members.

Oversee development and maintenance of qualification exams for securities professionals, manage expert committees, apply psychometric analysis, and ensure exam quality and relevance.

The Staff Software Engineer develops software products, improves product quality in the software development life cycle, and collaborates with peers on various technical tasks and documentation.

The Associate Principal Analyst reviews advertising communications for compliance with regulations, mentors staff, and conducts complex reviews of materials while responding to inquiries.

The Case Administrator Manager oversees the case administration team, ensuring high performance and compliance in legal proceedings. Responsibilities include managing case assignments, monitoring workflows, and developing quality control measures.

Lead IAM initiatives, develop Java-based solutions, build cloud access automation with Python/PowerShell, manage provisioning workflows, mentor teams, enforce compliance standards.

The Associate General Counsel directs regulatory policy adoption, advises on legal complexities, oversees rulemaking, and represents FINRA on industry issues. Requires extensive legal experience and expertise in securities regulations.

The Lead Software Engineer designs and develops software products, improving quality, mentoring other engineers, and managing enterprise-grade applications on AWS, with a focus on backend development and DevOps practices.

The Associate Principal Analyst conducts reviews of corporate financing filings, analyzes compliance with regulations, provides feedback, and supports workflow management and training. Responsibilities include monitoring filings for violations, drafting correspondence, coaching junior staff, and participating in meetings and initiatives.