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The Meeting Planner is responsible for managing meeting logistics and on-site operations for various events. Duties include using Cvent for event management, negotiating contracts, maintaining budgets, and interacting with stakeholders. The role requires significant experience in hospitality and event planning, along with proficiency in Microsoft Suite and Cvent technology.
The Senior Meeting Planner is responsible for planning and managing corporate meetings for FINRA, involving logistics, budgeting, contract negotiations, and communication with committee members. This role requires proficiency in Cvent and audio-visual coordination, along with overseeing the entire meeting lifecycle from registration to post-conference reporting.
Lead Systems Administrator/Engineer responsible for designing, engineering, and automating tasks to ensure technology systems meet quality standards. Serve as an expert in Microsoft M365, Exchange Online, and other core platforms. Lead implementation of enhancements and collaborate with teams to ensure system availability. Proactively recommend and implement changes to improve metrics and service capabilities. Mentor junior staff and participate in process improvement initiatives.
The Helpline Analyst will provide specialized technical support to the Consolidated Audit Trail Industry Members by resolving technical issues, providing customer service, and documenting inquiries. This role requires knowledge of regulatory reporting, SEC rules, securities markets, and excellent customer service skills.
The Director of Technology manages teams to deliver high-quality results in technology disciplines like software development and operations, overseeing financial activities and optimizing costs. This role includes evaluating new technologies and ensuring compliance with standards, all while building collaborative relationships and leading resource management efforts.
The Senior Program Manager, Supplier Management oversees supplier relationships and processes, evaluates supplier risk, and ensures compliance with standards. The role involves managing onboarding/offboarding, partnering with departments, developing supplier policies, and analyzing supplier performance for strategic decisions.
The Director of FINRA CAT Data Management will oversee the implementation of data-driven analytics across business units, ensuring high-quality data management and promoting the adoption of advanced analytics. This role involves building data models, advising on business intelligence, and directing research analysts to enhance regulatory data quality and operational improvements.
The Operations Specialist will support the Associate Director of Operations in executing operational projects for the Regulatory Economics and Market Analysis department, ensuring efficient processes and administrative support. Responsibilities include managing contracts, maintaining dashboards, assisting with presentations, and implementing improvements to office operations.
The Vice President & Associate General Counsel, Capital Markets oversees a team that develops and implements capital markets policies, provides legal counsel on regulatory initiatives, and manages high-impact legal issues. This role involves advising senior management, drafting legal policy statements, and ensuring consistency in legal policy positions across various complex financial regulatory areas.
The Senior Developer in Test is responsible for ensuring software quality by developing and executing testing components, designing automation solutions, and conducting manual tests. This role involves risk identification, test strategy development, participation in defect resolution, and mentoring junior staff.
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