Top Tech Jobs & Startup Jobs

Support financial advisors by building client relationships, executing client service and business development activities, preparing reports and financial plans, assisting marketing initiatives, and providing clerical and transactional support using firm systems.

Design, deploy, and operate ultra-low latency market data and trading networks. Optimize multicast and TCP/IP behavior, perform packet-level and Corvil/cPacket analysis, integrate FPGA/NIC acceleration, lead incident response, design resilient Cisco/Arista datacenter architectures, and drive automation (Python/Ansible) for deterministic, high-throughput trading systems.

Supports Overlay Solutions by maintaining and improving investment analysis processes, developing quantitative content, automating client analysis, ensuring data integrity, and producing client deliverables. Partners with Portfolio Management and Research, handles custom client requests, provides technical investment support, coordinates training, and contributes to strategic initiatives. The role requires substantial knowledge of investment products, quantitative methods, and derivative instruments, including swaps, options, and futures.

Leads client service and business management for Financial Advisor and Private Wealth Advisor teams. Oversees daily operations, team priorities, client communications, support staff, business plans, performance tracking, hiring, training, and firm initiatives. Develops and implements client service models, supports client meetings and financial reporting, coordinates business matters, and improves operational efficiency while maintaining strong internal and external relationships.

Lead design and implementation of supervisory controls for Wealth Management to mitigate sales practice and investment risks. Assess control effectiveness, identify and prioritize enhancements (including AI where appropriate), coordinate with Technology, Legal, Compliance, and Risk stakeholders, and present proposals to governance committees.

Lead financial-crimes risk assessments for new product approvals, coordinate cross-functional stakeholders and technology teams to define and implement controls, run working sessions, track issues, and own assigned initiatives including post-implementation reviews. Maintain governance documentation, prepare senior management reporting, and drive process improvements to ensure AML, sanctions, KYC/EDD, and related controls meet firm and regulatory expectations.

Lead technical strategy and roadmap for cloud/platform security; architect scalable security data platforms; enforce secure-by-design standards; drive automation of security controls and incident response; ensure reliability, observability, and governance; lead engineering teams and partner with security, product, and platform stakeholders to deliver secure AI and data solutions.

Reviews and processes restricted securities service requests, verifies documentation, monitors account activity, maintains accurate records, and generates reports. Coordinates with internal business partners, branches, issuer counsel, and financial advisors while providing guidance on procedures and regulatory requirements. Resolves complex inquiries, identifies process gaps, and supports efficient transaction execution involving Rule 144, Rule 10b5-1 plans, restricted stock, and related equity transactions.

Reviews client communications and account activity to identify, validate, classify, and route sales practice complaints. Assesses conduct, regulatory, and reputational risks, applies FINRA and internal classifications, advises business partners, escalates sensitive matters, and identifies recurring trends and root causes. Collaborates with Legal, Compliance, Risk, Operations, and Customer Service teams on complex international cases.

Lead finance support for Wealth Management Marketing, owning budgeting, forecasting, monthly reporting, expense tracking, month-end close support, variance analysis, presentations, and ad hoc strategic analysis while partnering cross-functionally and maintaining controls.