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Perform application risk assessments (using NIST/ISO frameworks), validate security controls, identify and rate application risks, document findings, track remediation with owners, maintain GRC records, support risk evaluations, and improve playbooks and processes while communicating risks clearly.

Leads enterprise-scale, cross-functional programs from strategy through delivery. Responsibilities include developing roadmaps, aligning executives and stakeholders, implementing Agile and SAFe practices, managing risks and dependencies, tracking KPIs and OKRs, providing executive reporting, improving delivery processes, and mentoring program managers. The role partners closely with Product, Engineering, and Business teams to deliver programs on time, within budget, and with measurable business impact.

Perform financial risk analysis, model development and validation for market risk. Collaborate with teams to build risk analytics systems.

Lead design and execution of testing for regulatory processes and internal controls over broker-dealer activities. Identify control gaps, assess regulatory risk, present findings and recommendations, and support cross-functional implementation and communication of policies, procedures, and oversight practices to ensure compliance with regulatory standards.

Supports portfolio compliance monitoring for Nuveen by reviewing CRD alerts, investigating data exceptions, generating reports, maintaining portfolios, and resolving compliance queries with portfolio managers and traders. The role tracks corrective actions, improves policies and procedures, identifies regulatory risks, and supports automation and technology enhancements across compliance processes.

Partner with Wealth Management Advisors to support high-net-worth clients: manage assigned client books, implement financial plan recommendations, coordinate asset consolidation, and deepen client relationships. Communicate effectively, manage time/resources, support advisor practice growth, and obtain required licenses/registrations within 120 days.

Develop and maintain interactive Tableau dashboards and reports that turn complex data into actionable business insights. Extract, transform, and analyze data from multiple sources using SQL, identify trends, troubleshoot data issues, and support data visualization best practices. Collaborate with business stakeholders to translate analytical needs into clear visual solutions and recommendations for nontechnical audiences.

Provide retirement education and advice to clients via inbound calls, identify product and investment needs, manage sales opportunities and account openings, assist with funding/rollovers/NIGOs, meet asset growth and referral goals, perform administrative follow-up, and make referrals to internal partners.

The Senior Director of Wealth Management leads a team of advisors to grow client relationships, implements business strategies, and ensures excellent client experiences. This role involves coaching, evaluating advisors, and managing performance to enhance market share and client services.

Manage managed-accounts wealth products across their lifecycle by analyzing customer and advisor needs, researching market trends, defining roadmaps and features, and overseeing enhancements. Track KPIs and P&L impact, develop product collateral with Marketing, support sales enablement and distribution strategies, and maintain governance, risk controls, regulatory compliance, and internal policy alignment.