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The Senior Compliance Analyst will conduct compliance monitoring reviews, provide advisory support to business areas, assist in due diligence reviews, and create management reporting. The role requires collaboration with internal teams and external service providers while managing multiple responsibilities effectively.
The IT Audit Manager will plan and execute complex Risk and Control Services audit activities, ensuring SOX/MAR/FDICIA compliance, supervising projects, assessing control deficiencies, and recommending improvements while leading staff and managing deliverables.
The Administrative Assistant will assist in the daily operations of a financial planning practice, handling tasks such as scheduling meetings, answering client calls, greeting clients, and maintaining office supplies. This role supports the advisor by ensuring smooth office operations and assisting various staff as needed, helping to uphold professional standards and compliance requirements.
As the Front of House Receptionist, you'll manage the guest experience from arrival to departure, ensuring an impeccable client service akin to a five-star hotel. You will collaborate with various teams to maintain exceptional service standards and lead improvements in client services. Responsibilities include room bookings, event support, maintaining communication with internal departments, managing catering requests, and ensuring a safe working environment for all.
The Financial Crime Officer role involves overseeing financial crime prevention measures, ensuring compliance with regulations, monitoring policies, investigating suspicious activities, and providing strategic guidance on regulatory compliance across the organization.
The Compliance Manager will oversee the compliance program for ETF offerings in the Global Asset Management department, develop and administer regulatory policies, assist senior management with compliance risks, and provide guidance to business partners. Collaboration with legal teams and other departments is essential to ensure adherence to industry regulations and improve operational controls.
The Associate Portfolio Manager will support portfolio managers in implementing strategies, monitoring risks, preparing reports, and testing management tools. As proficiency increases, responsibilities will expand to include project management and collaboration across teams.
The Sales Support Associate will provide critical support to both the wholesale and institutional sales teams by assisting with administrative tasks, client servicing, presentation preparation, report generation, and CRM management.
The Investments Graduate will gain real-life experience through rotations alongside investment professionals in areas like equity and fixed income research, portfolio management, and trading. Participants are expected to develop business knowledge and networking skills while completing a 24-month program leading to potential permanent positions.
The Advanced Analytics Engineer will design and implement technological solutions and enhance business processes in Asset Management Technology. This hands-on role involves collaborating with stakeholders to create cloud-based applications and models using modern engineering techniques. The engineer will focus on analytical problem-solving and contribute significantly to transforming front office technology interactions.
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