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The Associate Principal in Credit Risk Management is responsible for monitoring and analyzing the creditworthiness of counterparties, leading credit risk examinations, and collaborating with department management on risk-related projects. The role requires engagement with senior personnel at firms to ensure compliance with OCC requirements and regulatory obligations while managing risk profiles of clearing members and other financial entities.

The Executive Director of Credit Risk Management will safeguard OCC by managing the evaluation of counterparties' creditworthiness, monitoring compliance with regulations, leading a team, and enhancing risk management capabilities. This role involves providing expert knowledge to senior management, participating in internal committees, and ensuring effective communication of credit risk information.

The Manager of Compliance Monitoring is responsible for overseeing compliance programs and activities including self-testing, quality assurance, annual attestations, and automated testing. This role involves designing tests of controls, reporting to stakeholders, developing tools for Assurance and Monitoring, and supervising a team while ensuring efficient processes.