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The Senior Associate will assist in monitoring and managing third-party relationships through risk assessments and compliance procedures. Key responsibilities include coordinating with stakeholders, conducting risk analysis, overseeing onboarding of third-party services, and responding to regulatory and audit requests.
The Senior Associate in Third Party Risk Management will coordinate third party risk assessments, oversee onboarding and monitoring of third party services, and lead special projects. They will communicate identified risks, organize remediation plans, and collaborate with internal and external stakeholders to ensure effective risk management practices.
The Senior Associate, Member Services will support a team focused on enhancing client satisfaction by managing relationships and resolving operational queries related to OCC's products. Responsibilities include analyzing firm data, training clients on operational processes, maintaining documentation, and acting as a liaison between Clearing Members and internal teams to ensure compliance and meet operational needs.
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The associate will perform transaction processing and monitoring in collateral, settlement, and stock loan areas, interact with banks and exchanges, conduct audits, assist in policy writing, and serve as a resource for training Collateral Services staff.
The Senior Associate in Compensation will develop and implement compensation policies, analyze data for market competitiveness, and collaborate with HR functions. Responsibilities include job evaluations, managing salary survey submissions, and improving compensation processes while maintaining data integrity.
The Associate Principal, Data Governance will oversee and support Data Governance processes, collaborate with business and technical teams, and implement solutions related to Metadata Management, Data Quality, and Data Lineage across multiple data sources. Responsibilities include defining data elements for the Business Glossary, ensuring clean data through quality rules, and managing data governance policies.
The Internal Audit IT and Security Summer Intern at OCC will work on assigned audit engagements, collaborate with supervisors, and gain hands-on experience in the financial services industry.
The Associate Principal in Credit Risk Management is responsible for monitoring and analyzing the creditworthiness of counterparties, leading credit risk examinations, and collaborating with department management on risk-related projects. The role requires engagement with senior personnel at firms to ensure compliance with OCC requirements and regulatory obligations while managing risk profiles of clearing members and other financial entities.
The Executive Director of Credit Risk Management will safeguard OCC by managing the evaluation of counterparties' creditworthiness, monitoring compliance with regulations, leading a team, and enhancing risk management capabilities. This role involves providing expert knowledge to senior management, participating in internal committees, and ensuring effective communication of credit risk information.
The Manager of Compliance Monitoring is responsible for overseeing compliance programs and activities including self-testing, quality assurance, annual attestations, and automated testing. This role involves designing tests of controls, reporting to stakeholders, developing tools for Assurance and Monitoring, and supervising a team while ensuring efficient processes.
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